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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
JWCA
801
J.W. Cole Advisors
Florida
– -$6.64M -50,752 Closed
CGIM
802
Cannon Global Investment Management
Florida
– -$5.38M -41,100 Closed
ATFA
803
All Terrain Financial Advisors
Minnesota
– -$4.62M -35,304 Closed
ExodusPoint Capital Management
804
ExodusPoint Capital Management
New York
– -$4.07M -31,100 Closed
MF
805
Manchester Financial
California
– -$4.04M -30,874 Closed
SAM
806
Synergy Asset Management
Washington
– -$3.81M -29,167 Closed
Brinker Capital Investments
807
Brinker Capital Investments
Pennsylvania
– -$3.81M -29,140 Closed
BCM
808
Bluefin Capital Management
New York
– -$3.26M -27,054 Closed
Level Four Advisory Services
809
Level Four Advisory Services
Texas
– -$3.08M -23,586 Closed
Allianz Asset Management
810
Allianz Asset Management
Germany
– -$2.96M -22,630 Closed
SSG
811
Summit Securities Group
New York
– -$2.84M -21,750 Closed
Caxton Associates (New York)
812
Caxton Associates (New York)
New York
– -$2.62M -20,000 Closed
Boothbay Fund Management
813
Boothbay Fund Management
New York
– -$2.2M -18,291 Closed
JPG
814
Jordan Park Group
California
– -$2.02M -15,414 Closed
D.E. Shaw & Co
815
D.E. Shaw & Co
New York
– -$1.9M -14,542 Closed
HT
816
HAP Trading
New York
– -$1.75M -14,540 Closed
CC
817
Copperleaf Capital
North Carolina
– -$1.54M -11,780 Closed
TC
818
Tatro Capital
Kentucky
– -$1.5M -11,452 Closed
FIA
819
FNY Investment Advisers
New York
– -$1.2M -10,000 Closed
OWA
820
Outlook Wealth Advisors
Texas
– -$1.14M -8,703 Closed
Capital Wealth Planning
821
Capital Wealth Planning
Florida
– -$1.03M -7,873 Closed
Candriam SCA
822
Candriam SCA
Luxembourg
– -$923K -7,060 Closed
Quantbot Technologies
823
Quantbot Technologies
New York
– -$884K -6,765 Closed
TWM
824
Triton Wealth Management
Arizona
– -$679K -5,606 Closed
BCM
825
Bayesian Capital Management
New York
– -$641K -4,900 Closed
31 32
33
34 35