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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
Millennium Management
676
Millennium Management
New York
– -$4.57M -105,664 Closed
CCM
677
Consolidated Capital Management
California
– -$3.91M -98,554 Closed
ANTB
678
AMG National Trust Bank
Colorado
– -$3.88M -97,875 Closed
BAAM
679
Baker Avenue Asset Management
California
– -$2.97M -74,931 Closed
SI
680
Symmetry Investments
Jersey
– -$2.22M -55,889 Closed
SAMH
681
Shanda Asset Management Holdings
British Virgin Islands
– -$2.08M -52,500 Closed
JGC
682
J. Goldman & Co
New York
– -$1.59M -40,025 Closed
LC
683
Longitude (Cayman)
Cayman Islands
– -$1.39M -35,000 Closed
FGG
684
Financial Guidance Group
Florida
– -$1.23M -30,961 Closed
DS
685
DRW Securities
Illinois
– -$1.11M -27,868 Closed
CL
686
CSS LLC
Illinois
– -$823K -19,000 Closed
EAM
687
Eschler Asset Management
United Kingdom
– -$652K -16,440 Closed
SMH
688
Sanders Morris Harris
Texas
– -$628K -15,842 Closed
PSP
689
Principal Street Partners
Tennessee
– -$559K -14,080 Closed
AI
690
Atom Investors
Texas
– -$476K -12,000 Closed
SCM
691
Scopia Capital Management
New York
– -$440K -11,104 Closed
CWM
692
Circle Wealth Management
New Jersey
– -$416K -10,496 Closed
KAS
693
KPP Advisory Services
Kentucky
– -$410K -10,334 Closed
WTG
694
West Tower Group
Virginia
– -$348K -8,777 Closed
BPC
695
Banque Pictet & Cie
Switzerland
– -$344K -8,663 Closed
NAS
696
NWF Advisory Services
California
– -$318K -8,009 Closed
ICM
697
Ionic Capital Management
New York
– -$293K -7,391 Closed
GAA
698
Global Assets Advisory
Florida
– -$266K -6,703 Closed
SW
699
SlateStone Wealth
Florida
– -$235K -5,914 Closed
BTWM
700
Baker Tilly Wealth Management
Wisconsin
– -$233K -5,886 Closed
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