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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
C
651
Certuity
Florida
– -$216K -4,305 Closed
CFGSD
652
Compass Financial Group (South Dakota)
South Dakota
– -$215K -4,287 Closed
MGIA
653
Moneta Group Investment Advisors
Missouri
– -$214K -4,275 Closed
IIA
654
IPG Investment Advisors
California
– -$213K -4,263 Closed
BJL
655
Brighton Jones LLC
Washington
– -$211K -4,213 Closed
AWM
656
AE Wealth Management
Kansas
– -$210K -4,198 Closed
EFS
657
Essex Financial Services
Connecticut
– -$209K -4,175 Closed
SAM
658
Silvercrest Asset Management
New York
– -$208K -4,159 Closed
SCM
659
SOL Capital Management
Maryland
– -$208K -4,150 Closed
TCA
660
Transcend Capital Advisors
New Jersey
– -$204K -4,076 Closed
PP
661
PDS Planning
Ohio
– -$204K -4,066 Closed
FHA
662
Flagship Harbor Advisors
Massachusetts
– -$203K -4,049 Closed
TA
663
TruWealth Advisors
Louisiana
– -$202K -4,035 Closed
MAM
664
MMA Asset Management
Pennsylvania
– -$124K -2,481 Closed
SA
665
SpiderRock Advisors
Delaware
– -$89.3K -2,000 Closed
TFM
666
TFC Financial Management
Massachusetts
– -$58.6K -1,170 Closed
RFG
667
RFP Financial Group
Georgia
– -$35.1K -700 Closed
IPW
668
Impact Partnership Wealth
Georgia
– -$30.6K -612 Closed
FSWA
669
Financial Synergies Wealth Advisors
Texas
– -$20.3K -405 Closed
VNA
670
Valley National Advisers
Pennsylvania
– -$18K -364 Closed
DWM
671
Dogwood Wealth Management
Kansas
– -$17.5K -350 Closed
VAMG
672
Voisard Asset Management Group
Michigan
– -$9.02K -180 Closed
LF
673
LifeSteps Financial
California
– -$7.56K -151 Closed
HFS
674
Hantz Financial Services
Michigan
– -$6K -115 Closed
CSC
675
Caldwell Sutter Capital
California
– -$5.41K -108 Closed
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