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ARK Innovation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Clear Street
626
Clear Street
New York
– -$19.7M -280,529 Closed
Allianz
627
Allianz
Germany
– -$19M -269,802 Closed
Caption Management
628
Caption Management
Oklahoma
– -$11.8M -154,700 Closed
Walleye Trading
629
Walleye Trading
New York
– -$10.1M -132,463 Closed
ACM
630
Aster Capital Management
United Arab Emirates
– -$6.41M -91,210 Closed
Holocene Advisors
631
Holocene Advisors
New York
– -$4.22M -60,000 Closed
Squarepoint
632
Squarepoint
New York
– -$4.14M -54,137 Closed
Millennium Management
633
Millennium Management
New York
– -$3.76M -49,170 Closed
TF
634
Trek Financial
Arizona
– -$2.87M -40,832 Closed
Flow Traders U.S.
635
Flow Traders U.S.
New York
– -$2.65M -37,769 Closed
MHS
636
M Holdings Securities
Oregon
– -$1.7M -24,214 Closed
AI
637
Atom Investors
Texas
– -$1.55M -22,106 Closed
Wolverine Trading
638
Wolverine Trading
Illinois
– -$1.05M -14,967 Closed
Banco Santander
639
Banco Santander
Spain
– -$724K -10,300 Closed
LMKC
640
L.M. Kohn & Company
Ohio
– -$595K -8,469 Closed
FAIM
641
Financial Advocates Investment Management
Washington
– -$545K -7,751 Closed
VWM
642
Vigilare Wealth Management
Arizona
– -$527K -7,500 Closed
PAM
643
PVG Asset Management
Colorado
– -$515K -7,323 Closed
HFRG
644
Houlihan Financial Resource Group
Virginia
– -$425K -5,899 Closed
Sumitomo Mitsui Trust Group
645
Sumitomo Mitsui Trust Group
Japan
– -$408K -5,800 Closed
MTIM
646
Marathon Trading Investment Management
Pennsylvania
– -$434K -5,674 Closed
CCM
647
Chiron Capital Management
Florida
– -$374K -5,315 Closed
Jefferies Financial Group
648
Jefferies Financial Group
New York
– -$322K -4,213 Closed
PIA
649
Powell Investment Advisors
Florida
– -$295K -4,200 Closed
KCIC
650
Kuhn & Co Investment Counsel
Illinois
– -$281K -4,000 Closed