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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
WAAG
601
Wealth Alliance Advisory Group
Kansas
– -$232K -4,081 Closed
SF
602
Synovus Financial
Georgia
– -$230K -4,057 Closed
KCIC
603
Kuhn & Co Investment Counsel
Illinois
– -$227K -4,000 Closed
SWM
604
SFG Wealth Management
Maryland
– -$224K -3,948 Closed
AMG
605
Advisors Management Group
Wisconsin
– -$224K -3,947 Closed
HNWAG
606
High Net Worth Advisory Group
Florida
– -$224K -3,941 Closed
MGIA
607
Moneta Group Investment Advisors
Missouri
– -$223K -3,922 Closed
C
608
Certuity
Florida
– -$221K -3,888 Closed
CFGSD
609
Compass Financial Group (South Dakota)
South Dakota
– -$220K -3,879 Closed
JIC
610
Joel Isaacson & Co
New York
– -$220K -3,872 Closed
IF
611
Integrity Financial
Wyoming
– -$216K -3,806 Closed
CIA
612
Cladis Investment Advisory
Montana
– -$214K -3,775 Closed
TPWA
613
Twin Peaks Wealth Advisors
California
– -$211K -3,709 Closed
KAS
614
KPP Advisory Services
Kentucky
– -$210K -3,701 Closed
RB
615
Richmond Brothers
Michigan
– -$208K -3,662 Closed
ACM
616
AlphaStar Capital Management
North Carolina
– -$207K -3,640 Closed
CFG
617
Certior Financial Group
Pennsylvania
– -$204K -3,587 Closed
HIS
618
Harvest Investment Services
Illinois
– -$203K -3,574 Closed
SC
619
Savant Capital
Illinois
– -$203K -3,568 Closed
TCA
620
Transcend Capital Advisors
New Jersey
– -$202K -3,564 Closed
RPGNY
621
Retirement Planning Group (New York)
New York
– -$200K -3,523 Closed
FA
622
Fedenia Advisers
Wisconsin
– -$145K -2,560 Closed
GTAM
623
Global Trust Asset Management
Florida
– -$119K -2,090 Closed
MCM
624
Mainstream Capital Management
California
– -$99.3K -1,750 Closed
CFGS
625
Concourse Financial Group Securities
Alabama
– -$92.3K -1,487 Closed
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