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ARK Innovation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
Vontobel Holding
601
Vontobel Holding
Switzerland
– -$2.75M -62,347 Closed
Renaissance Technologies
602
Renaissance Technologies
New York
– -$2.74M -62,000 Closed
LJAC
603
L.J. Altfest & Co
New York
– -$2.16M -48,841 Closed
Y-Intercept (HK)
604
Y-Intercept (HK)
Hong Kong
– -$1.94M -44,036 Closed
SWIG
605
Strategic Wealth Investment Group
Kentucky
– -$1.13M -25,640 Closed
IIA
606
IPG Investment Advisors
California
– -$1.1M -24,836 Closed
VWA
607
V Wealth Advisors
Kansas
– -$1.07M -24,354 Closed
RGF
608
Retirement Guys Formula
Ohio
– -$893K -20,227 Closed
Boothbay Fund Management
609
Boothbay Fund Management
New York
– -$865K -19,600 Closed
Capital Wealth Planning
610
Capital Wealth Planning
Florida
– -$788K -17,851 Closed
GCM
611
Greenland Capital Management
New York
– -$571K -12,932 Closed
Schonfeld Strategic Advisors
612
Schonfeld Strategic Advisors
New York
– -$445K -10,081 Closed
CreativeOne Wealth
613
CreativeOne Wealth
Kansas
– -$422K -9,560 Closed
SCM
614
Stevens Capital Management
Pennsylvania
– -$420K -9,517 Closed
Vestmark Advisory Solutions
615
Vestmark Advisory Solutions
Massachusetts
– -$412K -9,341 Closed
ASFA
616
All Season Financial Advisors
Colorado
– -$347K -7,855 Closed
Apollon Wealth Management
617
Apollon Wealth Management
South Carolina
– -$331K -7,504 Closed
United Capital Financial Advisors
618
United Capital Financial Advisors
Texas
– -$303K -6,854 Closed
GFA
619
Gallagher Fiduciary Advisors
Illinois
– -$292K -6,606 Closed
IIC
620
Integrated Investment Consultants
Michigan
– -$291K -6,591 Closed
AWA
621
Arete Wealth Advisors
Illinois
– -$285K -6,460 Closed
CBFP
622
Cedar Brook Financial Partners
Ohio
– -$270K -6,112 Closed
SFI
623
SPC Financial Inc
Maryland
– -$253K -5,725 Closed
SWA
624
Sightline Wealth Advisors
Connecticut
– -$227K -5,629 Closed
LSA
625
Lion Street Advisors
Texas
– -$674K -5,557 Closed