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ARK Innovation ETF

Name Holding Trade Value Shares
Change
Change in
Stake
S
551
Sachetta
Massachusetts
$96 – – –
AssetMark Inc
552
AssetMark Inc
California
$49 – – –
DFA
553
DHJJ Financial Advisors
Illinois
$48 – – –
GCS
554
Gordian Capital (Singapore)
Singapore
$48 – – –
MCF Advisors
555
MCF Advisors
Kentucky
$48 – – –
MWA
556
Miller Wealth Advisors
Colorado
$48 +$57 +1 New
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
557
Healthcare of Ontario Pension Plan (HOOPP) Trust Fund
Ontario, Canada
– -$28.4M -500,000 Closed
CSD
558
Clear Street Derivatives
New York
– -$9.44M -166,303 Closed
Potomac Fund Management
559
Potomac Fund Management
Florida
– -$8.41M -148,183 Closed
Bracebridge Capital LLC
560
Bracebridge Capital LLC
Massachusetts
– -$8.12M -143,000 Closed
Squarepoint
561
Squarepoint
New York
– -$6.96M -121,535 Closed
SG Americas Securities
562
SG Americas Securities
New York
– -$6.37M -112,267 Closed
Tower Research Capital (TRC)
563
Tower Research Capital (TRC)
New York
– -$5.99M -105,582 Closed
GTS Securities
564
GTS Securities
Florida
– -$5.63M -99,094 Closed
Simplex Trading
565
Simplex Trading
Illinois
– -$4.93M -86,790 Closed
ORAM
566
One River Asset Management
Connecticut
– -$4.66M -80,582 Closed
SIG Brokerage
567
SIG Brokerage
New York
– -$3M -52,798 Closed
SWIG
568
Strategic Wealth Investment Group
Kentucky
– -$2.58M -45,428 Closed
Clark Capital Management Group
569
Clark Capital Management Group
Pennsylvania
– -$2.3M -40,495 Closed
PCM
570
Prelude Capital Management
New York
– -$1.29M -22,720 Closed
Sowell Financial Services
571
Sowell Financial Services
Arkansas
– -$1.24M -21,773 Closed
TSS
572
Two Sigma Securities
New York
– -$1.23M -21,672 Closed
Flow Traders U.S.
573
Flow Traders U.S.
New York
– -$1.2M -21,118 Closed
Empowered Funds
574
Empowered Funds
Pennsylvania
– -$1.15M -20,244 Closed
JRFS
575
James Reed Financial Services
Ohio
– -$1.04M -18,262 Closed