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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
SFS
451
Strategic Financial Services
New York
$331K – – –
MLIC
452
Mandatum Life Insurance Company
Finland
$327K – – –
IA
453
IAM Advisory
Pennsylvania
$327K +$242K +2,237 New
BA
454
Ballew Advisors
Mississippi
$316K +$248K +2,288 New
SFG
455
Sowa Financial Group
Rhode Island
$314K +$273K +2,521 New
OPW
456
Oxler Private Wealth
New York
$312K +$287K +2,649 New
FSC
457
Full Sail Capital
Oklahoma
$310K – – –
PCG
458
Private Capital Group
Connecticut
$307K – – –
IC
459
Intersect Capital
California
$303K +$264K +2,432 New
QCIG
460
Quad-Cities Investment Group
Iowa
$300K +$261K +2,412 New
AA
461
AlphaMark Advisors
Kentucky
$293K -$169K -1,558 -40%
HTC
462
Haverford Trust Company
Pennsylvania
$293K – – –
RCAG
463
Rehmann Capital Advisory Group
Michigan
$292K +$254K +2,346 New
WA
464
Waverly Advisors
Alabama
$290K +$203K +1,876 New
UB
465
UMB Bank
Missouri
$285K +$248K +2,290 New
CA
466
Calton & Associates
Florida
$284K +$247K +2,281 New
JBA
467
Johnson Bixby & Associates
Washington
$281K +$245K +2,258 New
CG
468
Cutler Group
California
$274K -$941K -8,676 -80%
HH
469
Hilltop Holdings
Texas
$273K +$238K +2,191 New
TI
470
Trexquant Investment
Connecticut
$268K +$233K +2,151 New
DIM
471
Delta Investment Management
California
$264K +$230K +2,124 New
LI
472
LVZ Inc
Michigan
$261K -$106K -976 -32%
IAA
473
Independent Advisor Alliance
North Carolina
$260K +$226K +2,089 New
SAM
474
SP Asset Management
California
$256K +$186K +1,715 New
GRP
475
Global Retirement Partners
California
$254K +$147K +1,359 +200%
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19
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