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ARK Innovation ETF
ARKK

Name Holding Trade Value Shares
Change 		Change in
Stake
NAS
326
NWF Advisory Services
California
$318K -$444K -10,064 -56%
MSAM
327
Moloney Securities Asset Management
Missouri
$317K -$35.4K -803 -9%
LFAS
328
Level Four Advisory Services
Texas
$317K -$70.8K -1,606 -17%
SWA
329
SOA Wealth Advisors
New York
$314K -$35.6K -807 -9%
NFSG
330
Newbridge Financial Services Group
Florida
$310K -$110K -2,500 -24%
SBIA
331
Sheaff Brock Investment Advisors
Indiana
$310K – – –
PCS
332
Personal CFO Solutions
New Jersey
$306K -$11K -249 -3%
FPAS
333
Focus Partners Advisor Solutions
Missouri
$304K +$20.4K +462 +6%
LGA
334
Lebenthal Global Advisors
New York
$299K – – –
S
335
SignatureFD
Georgia
$297K +$11.2K +255 +4%
IWN
336
Independent Wealth Network
Iowa
$296K -$49.1K -1,114 -13%
CSPIA
337
Cary Street Partners Investment Advisory
Virginia
$295K +$126K +2,852 +62%
ICM
338
Ionic Capital Management
New York
$293K +$326K +7,391 New
IA
339
Insight Advisors
Pennsylvania
$286K -$15K -340 -5%
SCM
340
SOL Capital Management
Maryland
$286K – – –
PSF
341
Pacific Sun Financial
California
$283K -$36.5K -828 -10%
DMIC
342
Dixon Mitchell Investment Counsel
British Columbia, Canada
$275K – – –
TSS
343
Two Sigma Securities
New York
$273K -$341K -7,731 -53%
MAM
344
Madison Asset Management
Wisconsin
$267K +$297K +6,730 New
GAA
345
Global Assets Advisory
Florida
$266K +$1.76K +40 +0.6%
CG
346
Caprock Group
Idaho
$265K +$749 +17 +0.3%
MOS
347
MGO One Seven
Ohio
$265K +$2.12K +48 +0.7%
CA
348
Continuum Advisory
Idaho
$261K +$290K +6,587 New
SWM
349
SFG Wealth Management
Maryland
$259K -$23K -521 -7%
BPA
350
Beacon Pointe Advisors
California
$257K +$285K +6,472 New
12 13
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