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ARK Blockchain & Fintech Innovation ETF
ARKF

Name Holding Trade Value Shares
Change 		Change in
Stake
Cerity Partners
201
Cerity Partners
New York
– -$265K -5,562 Closed
SWP
202
Stratos Wealth Partners
Ohio
– -$249K -5,223 Closed
KPWS
203
Kestra Private Wealth Services
Texas
– -$246K -5,166 Closed
KIA
204
Kraematon Investment Advisors
Massachusetts
– -$237K -4,974 Closed
WAP
205
Wealthcare Advisory Partners
Pennsylvania
– -$224K -4,694 Closed
CPA
206
Capital Planning Advisors
California
– -$219K -4,606 Closed
Janney Montgomery Scott
207
Janney Montgomery Scott
Pennsylvania
– -$210K -4,412 Closed
FFG
208
Fortem Financial Group
California
– -$205K -4,300 Closed
EWS
209
Eagle Wealth Strategies
New Jersey
– -$201K -4,217 Closed
WAG
210
Windsor Advisory Group
Ohio
– -$195K -4,091 Closed
OC
211
Optima Capital
Oregon
– -$107K -2,255 Closed
Bank of America
212
Bank of America
North Carolina
– -$52.4K -1,100 Closed
FHA
213
Flagship Harbor Advisors
Massachusetts
– -$21K -440 Closed
TSMHT
214
Thurston Springer Miller Herd & Titak
Indiana
– -$16.1K -337 Closed
AWA
215
Acumen Wealth Advisors
Tennessee
– -$5.95K -125 Closed
EPG
216
Estate Planners Group
Pennsylvania
– -$5.72K -120 Closed
QWM
217
Quaker Wealth Management
New Jersey
– -$2.38K -50 Closed
SAG
218
SageView Advisory Group
California
– -$2.38K -50 Closed
SGK
219
Steigerwald Gordon & Koch
Virginia
– -$2.38K -50 Closed
TRCT
220
Tower Research Capital (TRC)
New York
– -$2.1K -44 Closed
CWP
221
Concord Wealth Partners
Virginia
– -$1.86K -39 Closed
Jones Financial Companies
222
Jones Financial Companies
Missouri
– -$1.76K -37 Closed
IIM
223
IFC & Insurance Marketing
California
– -$1K -29 Closed
MA
224
Modus Advisors
Minnesota
– -$1.19K -25 Closed
Fidelity Investments
225
Fidelity Investments
Massachusetts
– -$191 -4 Closed
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9
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