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ARK Blockchain & Fintech Innovation ETF
ARKF

Name Holding Trade Value Shares
Change 		Change in
Stake
HT
201
HAP Trading
New York
– -$1.97M -71,270 Closed
ASFA
202
All Season Financial Advisors
Colorado
– -$565K -20,470 Closed
Squarepoint
203
Squarepoint
New York
– -$532K -19,280 Closed
ECA
204
Elevated Capital Advisors
Utah
– -$448K -16,238 Closed
CG
205
Cutler Group
California
– -$406K -14,740 Closed
AE Wealth Management
206
AE Wealth Management
Kansas
– -$371K -14,439 Closed
Ancora Advisors
207
Ancora Advisors
Ohio
– -$373K -13,514 Closed
SA
208
Strategic Advisors
New York
– -$316K -11,441 Closed
OPW
209
Oxler Private Wealth
New York
– -$259K -9,404 Closed
Gerber Kawasaki Wealth & Investment Management
210
Gerber Kawasaki Wealth & Investment Management
California
– -$225K -8,152 Closed
SRL
211
Scientech Research LLC
New Jersey
– -$208K -7,538 Closed
EC
212
EdgeRock Capital
Colorado
– -$175K -6,637 Closed
LA
213
LM Advisors
California
– -$129K -4,689 Closed
Advisory Services Network
214
Advisory Services Network
Georgia
– -$120K -4,356 Closed
TWM
215
Tradition Wealth Management
Minnesota
– -$17K -620 Closed
MTIM
216
Marathon Trading Investment Management
Pennsylvania
– -$16.5K -600 Closed
WIA
217
Wetzel Investment Advisors
Indiana
– -$17K -600 Closed
GWANC
218
Guardian Wealth Advisors (North Carolina)
North Carolina
– -$13K -470 Closed
Central Trust Company
219
Central Trust Company
Missouri
– -$11.6K -420 Closed
Bank Julius Baer & Co
220
Bank Julius Baer & Co
Switzerland
– -$9.93K -360 Closed
Capital Analysts LLC
221
Capital Analysts LLC
Pennsylvania
– -$8K -287 Closed
Gradient Investments
222
Gradient Investments
Minnesota
– -$6.01K -218 Closed
RIM
223
Rockbridge Investment Management
New York
– -$5.38K -195 Closed
NFA
224
Northwest Financial Advisors
Virginia
– -$4.14K -150 Closed
TFG
225
Team Financial Group
California
– -$2.98K -108 Closed
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9
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