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ARK Blockchain & Fintech Innovation ETF
ARKF

Name Holding Trade Value Shares
Change 		Change in
Stake
Parallax Volatility Advisers
326
Parallax Volatility Advisers
California
– -$5.22M -102,119 Closed
HT
327
HAP Trading
New York
– -$4.56M -89,132 Closed
SAM
328
Synergy Asset Management
Washington
– -$2.8M -54,787 Closed
Belvedere Trading
329
Belvedere Trading
Illinois
– -$2.56M -50,126 Closed
SFS
330
Sowell Financial Services
Arkansas
– -$1.04M -21,370 Closed
SHWM
331
Silicon Hills Wealth Management
Texas
– -$1.07M -20,948 Closed
SSCA
332
South Shore Capital Advisors
Massachusetts
– -$1.01M -19,760 Closed
IMC Chicago
333
IMC Chicago
Illinois
– -$772K -15,104 Closed
Northern Trust
334
Northern Trust
Illinois
– -$685K -13,404 Closed
FA
335
FMA Advisory
Pennsylvania
– -$617K -12,079 Closed
SAM
336
Secure Asset Management
Michigan
– -$578K -11,309 Closed
IC
337
IEQ Capital
California
– -$554K -10,843 Closed
UAS
338
United Asset Strategies
New York
– -$498K -9,749 Closed
XS
339
XR Securities
Illinois
– -$338K -6,618 Closed
Millennium Management
340
Millennium Management
New York
– -$312K -6,108 Closed
TI
341
Trexquant Investment
Connecticut
– -$310K -6,058 Closed
AC
342
Avestar Capital
New York
– -$328K -6,048 Closed
IWC
343
Integrated Wealth Concepts
Massachusetts
– -$238K -4,657 Closed
EAM
344
Evanson Asset Management
California
– -$227K -4,439 Closed
HA
345
Harfst & Associates
Wyoming
– -$221K -4,325 Closed
LWAC
346
Laurel Wealth Advisors (California)
California
– -$218K -4,258 Closed
BCA
347
Biltmore Capital Advisors
New Jersey
– -$214K -4,183 Closed
BOM
348
Bank of Marin
California
– -$208K -4,063 Closed
CWS
349
Cypress Wealth Services
California
– -$203K -3,975 Closed
WAP
350
Wealthcare Advisory Partners
Pennsylvania
– -$142K -2,773 Closed
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