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ARK Blockchain & Fintech Innovation ETF
ARKF

Name Holding Trade Value Shares
Change 		Change in
Stake
GWM
251
Geneos Wealth Management
Colorado
– -$929K -22,745 Closed
UAS
252
United Asset Strategies
New York
– -$865K -21,170 Closed
PFA
253
Plotkin Financial Advisors
Maryland
– -$827K -20,234 Closed
HF
254
HRT Financial
New York
– -$813K -19,911 Closed
FA
255
Fagan Associates
New York
– -$705K -17,270 Closed
CIA
256
Compass Ion Advisors
Pennsylvania
– -$674K -16,495 Closed
SG
257
Somerset Group
Minnesota
– -$598K -14,651 Closed
AIM
258
Axiom Investment Management
New York
– -$568K -13,925 Closed
KFS
259
Kaizen Financial Strategies
California
– -$561K -13,721 Closed
OPWM
260
Oxinas Partners Wealth Management
Indiana
– -$560K -13,715 Closed
CA
261
Calton & Associates
Florida
– -$502K -12,302 Closed
HI
262
HBK Investments
Texas
– -$469K -11,473 Closed
IAIM
263
International Assets Investment Management
Florida
– -$446K -10,919 Closed
DC
264
Davenport & Co
Virginia
– -$446K -10,914 Closed
KP
265
Keel Point
Alabama
– -$432K -10,587 Closed
SC
266
Scotia Capital
Ontario, Canada
– -$430K -10,526 Closed
LIM
267
Leavell Investment Management
Alabama
– -$368K -9,015 Closed
TPWA
268
TRUE Private Wealth Advisors
Oregon
– -$365K -8,952 Closed
DADC
269
D.A. Davidson & Co
Montana
– -$353K -8,635 Closed
NWMG
270
National Wealth Management Group
Ohio
– -$313K -7,658 Closed
KA
271
Kovack Advisors
Florida
– -$310K -7,590 Closed
IFG
272
Investors Financial Group
Minnesota
– -$308K -7,546 Closed
TC
273
TownSquare Capital
Utah
– -$293K -7,169 Closed
HG
274
Herbst Group
Connecticut
– -$277K -6,770 Closed
TCA
275
Transcend Capital Advisors
New Jersey
– -$274K -6,712 Closed
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