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ARK Blockchain & Fintech Innovation ETF
ARKF

Name Holding Trade Value Shares
Change 		Change in
Stake
CIC
226
Carnegie Investment Counsel
Ohio
– -$395K -6,955 Closed
IAIM
227
International Assets Investment Management
Florida
– -$332K -6,739 Closed
CL
228
Choreo LLC
Illinois
– -$325K -5,720 Closed
Simplex Trading
229
Simplex Trading
Illinois
– -$299K -5,268 Closed
SWIG
230
Strategic Wealth Investment Group
Kentucky
– -$294K -5,168 Closed
FPL
231
Fortress Private Ledger
North Carolina
– -$290K -5,100 Closed
AWM
232
Apollon Wealth Management
South Carolina
– -$286K -5,031 Closed
GLF
233
Groupe la Francaise
France
– -$240K -4,917 Closed
MA
234
Mutual Advisors
Nebraska
– -$268K -4,801 Closed
FFN
235
Focus Financial Network
Minnesota
– -$272K -4,789 Closed
OCM
236
One Capital Management
California
– -$271K -4,775 Closed
CPA
237
Capital Performance Advisors
California
– -$260K -4,582 Closed
IP
238
Ignite Planners
California
– -$255K -4,490 Closed
Corient Private Wealth
239
Corient Private Wealth
Florida
– -$250K -4,406 Closed
AA
240
Advisory Alpha
Michigan
– -$235K -4,070 Closed
EH
241
Equitable Holdings
New York
– -$230K -4,050 Closed
AFAS
242
Acorn Financial Advisory Services
Virginia
– -$224K -3,941 Closed
IAS
243
Insigneo Advisory Services
Florida
– -$216K -3,803 Closed
M
244
MATAURO
New York
– -$216K -3,799 Closed
MAM
245
Milestone Asset Management
Pennsylvania
– -$215K -3,781 Closed
SC
246
Scotia Capital
Ontario, Canada
– -$214K -3,771 Closed
LA
247
LM Advisors
California
– -$212K -3,732 Closed
PA
248
PFG Advisors
Arizona
– -$212K -3,730 Closed
TI
249
Trexquant Investment
Connecticut
– -$205K -3,606 Closed
GKWIM
250
Gerber Kawasaki Wealth & Investment Management
California
– -$205K -3,602 Closed
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10
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