|
201
|
Prudential Financial
Newark,
New Jersey
|
–
|
-$241K
|
-6,747
|
Closed
|
|
|
202
|
Arete Wealth Advisors
Chicago,
Illinois
|
–
|
-$224K
|
-6,283
|
Closed
|
|
|
203
|
Eagle Global Advisors
Houston,
Texas
|
–
|
-$214K
|
-6,000
|
Closed
|
|
|
204
|
Gladstone Institutional Advisory
Palm Beach Gardens,
Florida
|
–
|
-$213K
|
-5,975
|
Closed
|
|
|
205
|
Raab & Moskowitz Asset Management
Chatham,
New Jersey
|
–
|
-$35K
|
-1,000
|
Closed
|
|
|
206
|
Zions Bancorporation
Salt Lake City,
Utah
|
–
|
-$24K
|
-680
|
Closed
|
|
|
207
|
Carroll Financial Associates
Charlotte,
North Carolina
|
–
|
-$19K
|
-539
|
Closed
|
|
|
208
|
Pinz Capital Management
New York
|
–
|
-$14K
|
-387
|
Closed
|
|
|
209
|
Barnett & Company
Chattanooga,
Tennessee
|
–
|
-$9K
|
-263
|
Closed
|
|
|
210
|
Tower Research Capital (TRC)
New York
|
–
|
-$1K
|
-18
|
Closed
|
|
|
211
|
Parallel Advisors
San Francisco,
California
|
–
|
+$140
|
+4
|
New
|
|
|
212
|
Claraphi Advisory Network
Aliso Viejo,
United States
|
–
|
+$280
|
+8
|
New
|
|
|
213
|
Glassman Wealth Services
Vienna,
Virginia
|
–
|
+$420
|
+12
|
New
|
|
|
214
|
Quadrant Capital Group
Cincinnati,
Ohio
|
–
|
+$420
|
+12
|
New
|
|
