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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
KKRC
201
Kohlberg Kravis Roberts & Co
New York
$1.08M
Aberdeen Group
202
Aberdeen Group
United Kingdom
$1.08M -$1.67M -89,817 -61%
PAM
203
Paradigm Asset Management
New York
$1.05M -$245K -13,200 -19%
LF
204
Lantz Financial
Illinois
$1.05M +$9.09K +490 +0.9%
OC
205
Oppenheimer & Co
New York
$1.03M +$316K +17,053 +44%
CCB
206
Cutter & Co Brokerage
Missouri
$1.03M +$16.4K +884 +2%
SS
207
Simplicity Solutions
Minnesota
$1M +$997K +53,759 New
DWA
208
Douglass Winthrop Advisors
New York
$989K +$159K +8,600 +19%
TFCM
209
Taylor Frigon Capital Management
Arizona
$981K -$51.9K -2,796 -5%
BC
210
Barnett & Company
Tennessee
$980K -$102K -5,501 -9%
EGA
211
Eagle Global Advisors
Texas
$976K -$56.6K -3,050 -6%
PAMG
212
Patton Albertson Miller Group
Tennessee
$975K +$64.4K +3,470 +7%
TCM
213
Tuttle Capital Management
Connecticut
$975K +$959K +51,714 New
CTA
214
Chesley Taft & Associates
Illinois
$949K +$19K +1,025 +2%
PCA
215
PL Capital Advisors
Florida
$939K -$5.51M -297,100 -85%
RC
216
RegentAtlantic Capital
New Jersey
$938K +$18.5K +998 +2%
IWM
217
IHT Wealth Management
Illinois
$933K +$123K +6,647 +15%
JIC
218
Joel Isaacson & Co
New York
$932K +$190K +10,261 +26%
QI
219
QS Investors
New York
$927K
CAN
220
Cetera Advisor Networks
California
$922K +$20.9K +1,125 +2%
WA
221
WESPAC Advisors
California
$899K -$530K -28,595 -37%
RIL
222
Rothschild Investment LLC
Illinois
$894K
SSA
223
Schonfeld Strategic Advisors
New York
$888K +$883K +47,600 New
MML Investors Services
224
MML Investors Services
Massachusetts
$867K -$4.95K -267 -0.6%
NL
225
NWAM LLC
Washington
$866K +$501K +27,040 +139%