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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
MFIM
126
Mesirow Financial Investment Management
Illinois
$5.05M +$407K +18,857 +9%
IAA
127
Independent Advisor Alliance
North Carolina
$5.02M +$4.95M +229,547 New
BA
128
Baugh & Associates
Georgia
$5M -$86 -4 -0%
SIC
129
Salem Investment Counselors
North Carolina
$4.97M -$1.54M -71,365 -24%
NEAM
130
New England Asset Management
Connecticut
$4.94M
SW
131
SlateStone Wealth
Florida
$4.75M -$241K -11,160 -5%
CWM
132
Challenger Wealth Management
California
$4.75M +$4.68M +216,998 New
WA
133
Wambolt & Associates
Colorado
$4.74M -$620K -28,739 -12%
Barclays
134
Barclays
United Kingdom
$4.39M +$1.64M +75,993 +61%
CCM
135
Condor Capital Management
New Jersey
$4.39M +$28.8K +1,336 +0.7%
CCM
136
Callodine Capital Management
Massachusetts
$4.38M -$1.08M -50,000 -20%
D.E. Shaw & Co
137
D.E. Shaw & Co
New York
$4.38M -$816K -37,816 -16%
WA
138
Waverly Advisors
Alabama
$4.29M +$929K +43,050 +28%
CAPTRUST Financial Advisors
139
CAPTRUST Financial Advisors
North Carolina
$4.25M -$32.1K -1,490 -0.8%
HWAM
140
Hennion & Walsh Asset Management
New Jersey
$4.22M +$64.1K +2,970 +2%
BCI
141
Brinker Capital Investments
Pennsylvania
$4.22M -$52.1K -2,414 -1%
OPS
142
Orion Portfolio Solutions
Nebraska
$4.22M -$52.1K -2,414 -1%
FNT
143
First National Trust
Pennsylvania
$4.18M +$2.04M +94,608 +98%
PA
144
Perennial Advisors
New York
$4.18M +$4.12M +191,040 New
Mariner
145
Mariner
Kansas
$4.17M -$130K -6,023 -3%
CSA
146
Cottage Street Advisors
Massachusetts
$4.1M +$18.1K +837 +0.4%
EAM
147
Erste Asset Management
Austria
$4.04M +$3.29M +152,500 +484%
IAIM
148
International Assets Investment Management
Florida
$4.02M -$74.1M -3,432,407 -95%
CCFM
149
Clear Creek Financial Management
Washington
$3.99M +$145K +6,736 +4%
AWM
150
Apollon Wealth Management
South Carolina
$3.98M +$1.41M +65,340 +56%