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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
WANY
501
Wealthspire Advisors (New York)
New York
– -$289K -20,000 Closed
EMG
502
ETF Managers Group
New Jersey
– -$274K -19,327 Closed
LWPC
503
Legacy Wealth Partners (California)
California
– -$238K -16,493 Closed
BHBT
504
Burke & Herbert Bank & Trust
Virginia
– -$236K -16,299 Closed
CPA
505
Cowen Prime Advisors
New York
– -$269K -15,000 Closed
MHS
506
M Holdings Securities
Oregon
– -$215K -14,889 Closed
22CM
507
20/20 Capital Management
California
– -$216K -14,538 Closed
EGM
508
Engineers Gate Manager
New York
– -$205K -14,200 Closed
PCMC
509
Paragon Capital Management (Colorado)
Colorado
– -$183K -12,683 Closed
SWM
510
Sanctuary Wealth Management
Idaho
– -$175K -12,077 Closed
BBA
511
BLB&B Advisors
Pennsylvania
– -$166K -11,500 Closed
Lido Advisors
512
Lido Advisors
California
– -$163K -11,276 Closed
CIC
513
Carnegie Investment Counsel
Ohio
– -$157K -10,863 Closed
TSS
514
Two Sigma Securities
New York
– -$153K -10,596 Closed
WOC
515
West Oak Capital
California
– -$61K -4,250 Closed
SF
516
Synovus Financial
Georgia
– -$44K -3,074 Closed
PIMG
517
Patriot Investment Management Group
Tennessee
– -$40.7K -2,815 Closed
THWM
518
Taylor Hoffman Wealth Management
Virginia
– -$24K -1,663 Closed
MA
519
MCF Advisors
Kentucky
– -$13K -930 Closed
MA
520
Modus Advisors
Minnesota
– -$12K -850 Closed
EWM
521
Edge Wealth Management
New York
– -$7K -464 Closed
Northwestern Mutual Wealth Management
522
Northwestern Mutual Wealth Management
Wisconsin
– -$6K -425 Closed
CT
523
Caldwell Trust
Florida
– -$6.1K -422 Closed
HFA
524
Hoover Financial Advisors
Pennsylvania
– -$4K -301 Closed
TI
525
tru Independence
Oregon
– -$2K -164 Closed