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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
CIM
426
Cambria Investment Management
California
– -$870K -50,032 Closed
KBC Group
427
KBC Group
Belgium
– -$845K -48,601 Closed
ICOA
428
Investment Centers of America
North Dakota
– -$789K -45,338 Closed
GCA
429
Gideon Capital Advisors
New York
– -$673K -38,729 Closed
UFF
430
USA Financial Formulas
Michigan
– -$481K -27,695 Closed
JG
431
Jefferies Group
New York
– -$413K -23,751 Closed
ACM
432
Americafirst Capital Management
California
– -$356K -20,505 Closed
JIR
433
James Investment Research
Ohio
– -$351K -20,200 Closed
OCG
434
Opus Capital Group
Ohio
– -$334K -19,208 Closed
SCM
435
Stevens Capital Management
Pennsylvania
– -$298K -17,161 Closed
SFM
436
Soros Fund Management
New York
– -$289K -16,600 Closed
Credit Agricole
437
Credit Agricole
France
– -$1.27M -16,472 Closed
HCA
438
Hillview Capital Advisors
Pennsylvania
– -$266K -15,329 Closed
SFS
439
Sowell Financial Services
Arkansas
– -$246K -14,611 Closed
CAM
440
Concorde Asset Management
Michigan
– -$248K -14,290 Closed
WSCM
441
Wellington Shields Capital Management
New York
– -$244K -14,052 Closed
FIM
442
Freedom Investment Management
Connecticut
– -$226K -12,995 Closed
FWM
443
Frontier Wealth Management
Missouri
– -$215K -12,343 Closed
WSFS
444
Wilmington Savings Fund Society
Delaware
– -$183K -10,552 Closed
TRCT
445
Tower Research Capital (TRC)
New York
– -$164K -9,415 Closed
Simplex Trading
446
Simplex Trading
Illinois
– -$141K -8,353 Closed
PMFA
447
Plante Moran Financial Advisors
Michigan
– -$143K -8,242 Closed
CGT
448
Capital Guardian Trust
California
– -$108K -6,227 Closed
AIM
449
Acrospire Investment Management
Illinois
– -$65K -3,737 Closed
QT
450
Quantbot Technologies
New York
– -$60K -3,480 Closed
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