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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
PI
401
PFG Investments
New York
$528K +$127K +6,097 +32%
WFC
402
Western Financial Corp
California
$526K +$23.7K +1,133 +5%
RJT
403
Raymond James Trust
Florida
$525K -$1.21K -58 -0.2%
TF
404
Trek Financial
Arizona
$519K +$19.1K +912 +4%
DBRC
405
D.B. Root & Company
Pennsylvania
$517K -$706K -33,789 -58%
OSAM
406
O'Shaughnessy Asset Management
Connecticut
$508K +$59.8K +2,865 +13%
FA
407
FSA Advisors
Michigan
$508K – – –
AC
408
Amitell Capital
Singapore
$508K – – –
IA
409
IFP Advisors
Florida
$505K -$154K -7,350 -23%
DA
410
DCM Advisors
New York
$503K +$15.5K +740 +3%
VFA
411
Valeo Financial Advisors
Indiana
$500K – – –
GC
412
Guggenheim Capital
Illinois
$500K +$23.8K +1,141 +5%
PTC
413
Private Trust Company
Ohio
$491K +$58.3K +2,792 +13%
DLCIG
414
D.L. Carlson Investment Group
New Hampshire
$490K -$17.6K -844 -3%
DFG
415
Delta Financial Group
New Jersey
$489K +$51.9K +2,485 +12%
RBFC
416
Roman Butler Fullerton & Co
Missouri
$488K -$28.5K -1,364 -6%
OIA
417
OneDigital Investment Advisors
Kansas
$479K +$171K +8,195 +55%
PPW
418
Parcion Private Wealth
Washington
$479K +$41.8K +2,000 +10%
SFS
419
Stiles Financial Services
Minnesota
$468K +$15.6K +746 +3%
HH
420
Hilltop Holdings
Texas
$465K +$125 +6 +0%
BFG
421
Bouchey Financial Group
New York
$465K – – –
BA
422
Bard Associates
Illinois
$464K – – –
LSAG
423
Lake Street Advisors Group
New Hampshire
$464K -$178K -8,500 -28%
ACM
424
Aquatic Capital Management
Illinois
$458K +$460K +22,000 New
PAS
425
Park Avenue Securities
New York
$457K -$202K -9,667 -31%
15 16
17
18 19