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Ares Capital

Name Holding Trade Value Shares
Change
Change in
Stake
AF
401
Allworth Financial
California
$3K – – –
FWM
402
Focused Wealth Management
New York
$3K – – –
WCM
403
Wealthcare Capital Management
Virginia
$3K +$65 +4 +2%
RFA
404
Reilly Financial Advisors
California
$3K +$3.3K +204 New
Carson Wealth (CWM LLC)
405
Carson Wealth (CWM LLC)
Nebraska
$2K – – –
NFG
406
Next Financial Group
Texas
$2K – – –
TRCT
407
Tower Research Capital (TRC)
New York
$2K +$1.99K +123 New
Bessemer Group
408
Bessemer Group
New Jersey
$1K -$2.95K -182 -78%
VCM
409
Versant Capital Management
Arizona
$1K – – –
WAM
410
Watermark Asset Management
California
$1K – – –
Alyeska Investment Group
411
Alyeska Investment Group
Illinois
– -$20.1M -1,229,050 Closed
EM
412
Elliott Management
New York
– -$18.3M -1,119,863 Closed
Toronto Dominion Bank
413
Toronto Dominion Bank
Ontario, Canada
– -$13.9M -850,000 Closed
Janus Henderson Group
414
Janus Henderson Group
– -$3.04M -185,839 Closed
CM
415
Churchill Management
California
– -$1.63M -99,772 Closed
SG
416
StoneX Group
New York
– -$1.08M -66,171 Closed
WC
417
Wexford Capital
Florida
– -$938K -57,269 Closed
IAA
418
Independent Advisor Alliance
North Carolina
– -$934K -56,733 Closed
Tudor Investment Corp
419
Tudor Investment Corp
Connecticut
– -$876K -53,460 Closed
Walleye Trading
420
Walleye Trading
New York
– -$765K -47,261 Closed
Verition Fund Management
421
Verition Fund Management
Connecticut
– -$708K -43,212 Closed
EWA
422
EP Wealth Advisors
California
– -$606K -37,000 Closed
VAM
423
Verity Asset Management
North Carolina
– -$511K -31,215 Closed
HAG
424
HighPoint Advisor Group
Illinois
– -$400K -24,354 Closed
QOP
425
Quinn Opportunity Partners
Virginia
– -$388K -23,667 Closed