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Ares Capital
ARCC

Name Holding Trade Value Shares
Change 		Change in
Stake
TF
326
Tompkins Financial
New York
$12K +$11.5K +650 New
KT
327
Kanaly Trust
Texas
$12K +$12K +680 New
TWA
328
TCI Wealth Advisors
Arizona
$12K +$12.3K +700 New
HNB
329
Huntington National Bank
Ohio
$11K +$10.7K +607 New
PCTC
330
Perkins Coie Trust Company
Washington
$11K +$10.9K +616 New
BCM
331
Blume Capital Management
California
$10K +$9.8K +556 New
EWM
332
Edge Wealth Management
New York
$9K – – –
BAM
333
Brave Asset Management
New Jersey
$9K +$8.58K +487 New
FHA
334
First Horizon Advisors
Tennessee
$8K +$2.56K +145 +41%
PMFA
335
Plante Moran Financial Advisors
Michigan
$7K – – –
PFA
336
Paradigm Financial Advisors
Missouri
$6K +$5.73K +325 New
HCM
337
Highlander Capital Management
New Jersey
$5.78K – – –
HF
338
Hoxton Financial
West Virginia
$4K – – –
FWM
339
Focused Wealth Management
New York
$2K -$14.5K -822 -87%
AC
340
Alexandria Capital
Virginia
$2K – – –
SMG
341
Spectrum Management Group
Indiana
$1K +$564 +32 New
PIA
342
Piedmont Investment Advisors
North Carolina
$817 – – –
AM
343
Ares Management
California
– -$49.4M -2,859,882 Closed
TCM
344
Tegean Capital Management
New York
– -$10.4M -600,000 Closed
PRCM
345
Pine River Capital Management
Minnesota
– -$9.14M -528,468 Closed
PI
346
Putnam Investments
Massachusetts
– -$3.03M -175,137 Closed
SFM
347
Soros Fund Management
New York
– -$1.97M -113,900 Closed
DS
348
DRW Securities
Illinois
– -$1.55M -88,000 Closed
MI
349
Mercer Investments
Massachusetts
– -$1.25M -72,123 Closed
BA
350
BlackRock Advisors
Delaware
– -$1.09M -63,286 Closed
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