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Ares Capital

526 hedge funds and large institutions have $2.23B invested in Ares Capital in 2020 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 174 increasing their positions, 153 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 98 | Existing positions closed: 52

21% more capital invested

Capital invested by funds: $1.84B → $2.23B (+$388M)

14% more repeat investments, than reductions

Existing positions increased: 174 | Existing positions reduced: 153

11% more call options, than puts

Call options by funds: $43.8M | Put options by funds: $39.6M

8% more funds holding

Funds holding: 488526 (+38)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

0.07% less ownership

Funds ownership: 31.39%31.32% (-0.07%)

Holders
526
Holders Change
+38
Holders Change %
+7.79%
% of All Funds
9.31%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.19%
New
98
Increased
174
Reduced
153
Closed
52
Calls
$43.8M
Puts
$39.6M
Net Calls
+$4.21M
Net Calls Change
+$2.44M
Name Holding Trade Value Shares
Change
Change in
Stake
WA
201
WESPAC Advisors
California
$968K +$273K +17,630 +44%
LF
202
Lantz Financial
Illinois
$947K -$14.7K -946 -2%
US Bancorp
203
US Bancorp
Minnesota
$926K +$111K +7,173 +15%
CAN
204
Cetera Advisor Networks
California
$914K -$791 -51 -0.1%
FIA
205
Foundations Investment Advisors
Arizona
$909K -$528K -34,053 -39%
QIM
206
Quantitative Investment Management
Virginia
$905K +$831K +53,622 New
AllianceBernstein
207
AllianceBernstein
Tennessee
$904K
CCM
208
Condor Capital Management
New Jersey
$897K +$513K +33,085 +165%
ACM
209
Ayrshire Capital Management
Connecticut
$896K -$9.35K -603 -1%
GWM
210
Geneos Wealth Management
Colorado
$880K +$222K +14,307 +42%
SBIA
211
Sheaff Brock Investment Advisors
Indiana
$859K +$65.1K +4,203 +9%
Bank of Montreal
212
Bank of Montreal
Ontario, Canada
$859K +$137K +8,848 +21%
EGA
213
Eagle Global Advisors
Texas
$836K -$7.75K -500 -1%
CIBC World Market
214
CIBC World Market
Ontario, Canada
$833K +$103K +6,662 +16%
PA
215
PFG Advisors
Arizona
$822K +$3.53K +228 +0.5%
SCM
216
Shelton Capital Management
Colorado
$817K +$122K +7,900 +20%
DLCIG
217
D.L. Carlson Investment Group
New Hampshire
$809K -$241K -15,558 -25%
Barclays
218
Barclays
United Kingdom
$793K -$2.06M -133,218 -74%
KWM
219
Kingsview Wealth Management
Oregon
$793K +$62.1K +4,008 +9%
CL
220
CPWM LLC
Washington
$778K
Marshall Wace
221
Marshall Wace
United Kingdom
$770K +$336K +21,665 +91%
SS
222
Sunbelt Securities
Texas
$766K -$182K -11,746 -21%
SFG
223
StrategIQ Financial Group
Indiana
$763K +$27.6K +1,783 +4%
IA
224
IFP Advisors
Florida
$740K -$90.6K -5,847 -12%
AWM
225
AE Wealth Management
Kansas
$740K +$12.6K +812 +2%

ARCC Hedge Fund Activity: Q4 2020 in Review

526 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2020, worth a combined $2.23B — up 21% from $1.84B a quarter earlier.

Buyers outnumbered sellers: 98 funds opened new ARCC positions and 52 closed out — a net gain of 46 holders — while 174 added to existing stakes and 153 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $21.1M. The largest seller was Lord, Abbett & Co, cutting an estimated $35.1M.

  • 526 institutional investors held Ares Capital (ARCC) as of Q4 2020, up from 488 in Q3 2020.
  • Funds reported $2.23B of Ares Capital stock for Q4 2020, up 21% quarter-over-quarter.
  • 98 funds opened new Ares Capital positions in Q4 2020 and 52 closed out, a net change of +46 holders.
  • The largest Ares Capital buyer in Q4 2020 was HighTower Advisors, an estimated $21.1M added.
  • The largest Ares Capital seller in Q4 2020 was Lord, Abbett & Co, an estimated $35.1M sold.

Based on aggregated 13F filings for Q4 2020.