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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
WEPOG
201
Wealth Enhancement & Preservation of GA
Georgia
$704K +$1.14M +67,308 New
HT
202
HAP Trading
New York
$696K +$1.09M +64,550 New
Simplex Trading
203
Simplex Trading
Illinois
$684K +$1.05M +61,975 +4,154%
BAAM
204
Baker Avenue Asset Management
California
$672K -$61.8K -3,661 -6%
CCB
205
Cutter & Co Brokerage
Missouri
$671K +$95.7K +5,672 +10%
T. Rowe Price Associates
206
T. Rowe Price Associates
Maryland
$647K
PAM
207
Paradigm Asset Management
New York
$646K +$8.45K +501 +0.8%
ACM
208
Arlington Capital Management
Illinois
$646K -$135K -7,984 -12%
AWM
209
AE Wealth Management
Kansas
$627K +$7.62K +452 +0.8%
AFC
210
Adaptive Financial Consulting
Ohio
$626K -$35.6K -2,113 -4%
KKRC
211
Kohlberg Kravis Roberts & Co
New York
$625K
IIA
212
IPG Investment Advisors
California
$624K +$293K +17,379 +43%
LF
213
Lantz Financial
Illinois
$612K -$16.7K -992 -2%
IFG
214
Independent Financial Group
California
$610K +$954K +56,567 New
CAN
215
Cetera Advisor Networks
California
$605K +$101K +6,002 +12%
MML Investors Services
216
MML Investors Services
Massachusetts
$595K +$121K +7,158 +15%
PAMG
217
Patton Albertson Miller Group
Tennessee
$573K +$1.01K +60 +0.1%
PA
218
PFG Advisors
Arizona
$571K -$4.74K -281 -0.6%
CIBC World Market
219
CIBC World Market
Ontario, Canada
$569K -$304 -18 -0%
TFCM
220
Taylor Frigon Capital Management
Arizona
$559K -$1.84K -109 -0.2%
KACA
221
Kayne Anderson Capital Advisors
California
$550K -$946K -56,100 -52%
CC
222
Claybrook Capital
Massachusetts
$549K -$784K -46,500 -48%
RC
223
RegentAtlantic Capital
New Jersey
$549K -$23.3K -1,383 -3%
ACM
224
Ayrshire Capital Management
Connecticut
$545K +$50.9K +3,019 +6%
BC
225
Barnett & Company
Tennessee
$543K -$42.7K -2,530 -5%

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.