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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
Natixis Advisors
176
Natixis Advisors
Massachusetts
$1.03M -$15.6M -1,099,001 -94%
PAS
177
Park Avenue Securities
New York
$1.03M +$305K +21,473 +41%
RFN
178
RDA Financial Network
Iowa
$1.02M +$155K +10,912 +18%
CC
179
Cipher Capital
New York
$1.02M +$454K +31,889 +78%
CCB
180
Cutter & Co Brokerage
Missouri
$1.01M +$30.2K +2,120 +3%
GIM
181
Guild Investment Management
California
$994K -$558K -39,260 -36%
RC
182
RegentAtlantic Capital
New Jersey
$974K +$21.2K +1,488 +2%
TCA
183
Transcend Capital Advisors
New Jersey
$969K +$778K +54,667 +369%
MML Investors Services
184
MML Investors Services
Massachusetts
$957K +$139K +9,804 +17%
Mercer Global Advisors
185
Mercer Global Advisors
Colorado
$943K +$961K +67,567 New
IFG
186
Independent Financial Group
California
$938K +$75.1K +5,281 +9%
Victory Capital Management
187
Victory Capital Management
Texas
$937K -$55.1K -3,874 -5%
Macquarie Group
188
Macquarie Group
Australia
$929K
NGA
189
Naples Global Advisors
Florida
$922K -$2.13K -150 -0.2%
TC
190
TownSquare Capital
Utah
$915K +$97.7K +6,865 +12%
IIA
191
IPG Investment Advisors
California
$909K -$1.71K -120 -0.2%
DLCIG
192
D.L. Carlson Investment Group
New Hampshire
$885K -$663K -46,628 -42%
BAAM
193
Baker Avenue Asset Management
California
$869K -$1.42K -100 -0.2%
KKRC
194
Kohlberg Kravis Roberts & Co
New York
$840K +$31.6K +2,221 +4%
CCM
195
Community Capital Management
Florida
$837K
T. Rowe Price Associates
196
T. Rowe Price Associates
Maryland
$837K
JCM
197
Jag Capital Management
Missouri
$823K -$55.1K -3,871 -6%
SS
198
Sunbelt Securities
Texas
$796K +$34.4K +2,415 +4%
LF
199
Lantz Financial
Illinois
$795K +$15.1K +1,059 +2%
CAN
200
Cetera Advisor Networks
California
$756K -$50.1K -3,519 -6%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.