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Ares Capital

537 hedge funds and large institutions have $2.54B invested in Ares Capital in 2021 Q1 according to their latest regulatory filings, with 65 funds opening new positions, 190 increasing their positions, 162 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $47.2M | Put options by funds: $25.1M

35% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 48

17% more repeat investments, than reductions

Existing positions increased: 190 | Existing positions reduced: 162

14% more capital invested

Capital invested by funds: $2.23B → $2.54B (+$306M)

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

2% more funds holding

Funds holding: 526537 (+11)

0.26% less ownership

Funds ownership: 31.32%31.07% (-0.26%)

Holders
537
Holders Change
+11
Holders Change %
+2.09%
% of All Funds
9.43%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.21%
New
65
Increased
190
Reduced
162
Closed
48
Calls
$47.2M
Puts
$25.1M
Net Calls
+$22.1M
Net Calls Change
+$17.9M
Name Holding Trade Value Shares
Change
Change in
Stake
SPC
151
Sigma Planning Corp
Michigan
$1.63M +$1.19K +66 +0.1%
PAS
152
Park Avenue Securities
New York
$1.62M +$144K +7,995 +10%
TCBWMS
153
Texas Capital Bank Wealth Management Services
Texas
$1.62M +$1.56M +86,825 New
DSC
154
Duncker Streett & Co
Missouri
$1.61M +$109K +6,078 +8%
NP
155
NorthRock Partners
Minnesota
$1.61M -$111K -6,167 -7%
Bessemer Group
156
Bessemer Group
New Jersey
$1.61M
Deutsche Bank
157
Deutsche Bank
Germany
$1.6M -$341K -18,980 -18%
Macquarie Group
158
Macquarie Group
Australia
$1.6M +$336K +18,700 +28%
IC
159
IEQ Capital
California
$1.59M -$455K -25,314 -23%
PPA
160
Parametric Portfolio Associates
Washington
$1.59M -$53.2K -2,958 -3%
State Street
161
State Street
Massachusetts
$1.59M
ACM
162
Anfield Capital Management
California
$1.56M -$349K -19,413 -19%
TPA
163
Trivium Point Advisory
Connecticut
$1.55M -$162K -9,020 -10%
ECA
164
Elevated Capital Advisors
Utah
$1.55M -$322K -17,935 -18%
TFCM
165
Taylor Frigon Capital Management
Arizona
$1.53M +$24.3K +1,351 +2%
PHS
166
Pekin Hardy Strauss
Illinois
$1.52M -$5.29K -294 -0.4%
MWM
167
Midwest Wealth Management
Indiana
$1.49M +$114K +6,357 +9%
MA
168
Mutual Advisors
Nebraska
$1.47M +$27.1K +1,509 +2%
FF
169
FourThought Financial
Florida
$1.47M +$34.7K +1,932 +3%
UCFA
170
United Capital Financial Advisors
Texas
$1.46M +$286K +15,899 +25%
Mercer Global Advisors
171
Mercer Global Advisors
Colorado
$1.46M +$286K +15,902 +26%
MML Investors Services
172
MML Investors Services
Massachusetts
$1.46M +$99K +5,506 +8%
RFN
173
RDA Financial Network
Iowa
$1.42M +$14.7K +817 +1%
RC
174
RegentAtlantic Capital
New Jersey
$1.4M +$27.3K +1,518 +2%
BRWA
175
B. Riley Wealth Advisors
Florida
$1.39M +$578K +32,156 +75%

ARCC Hedge Fund Activity: Q1 2021 in Review

537 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2021, worth a combined $2.54B — up 14% from $2.23B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new ARCC positions and 48 closed out — a net gain of 17 holders — while 190 added to existing stakes and 162 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $66.1M. The largest seller was Arrowstreet Capital, cutting an estimated $20.7M.

  • 537 institutional investors held Ares Capital (ARCC) as of Q1 2021, up from 526 in Q4 2020.
  • Funds reported $2.54B of Ares Capital stock for Q1 2021, up 14% quarter-over-quarter.
  • 65 funds opened new Ares Capital positions in Q1 2021 and 48 closed out, a net change of +17 holders.
  • The largest Ares Capital buyer in Q1 2021 was Baillie Gifford & Co, an estimated $66.1M added.
  • The largest Ares Capital seller in Q1 2021 was Arrowstreet Capital, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2021.