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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
SAM
151
Selway Asset Management
$1.35M +$256K +18,000 +23%
SPC
152
Sigma Planning Corp
Michigan
$1.33M +$15.9K +1,120 +1%
PPA
153
Parametric Portfolio Associates
Washington
$1.31M +$6.64K +467 +0.5%
SWP
154
Stratos Wealth Partners
Ohio
$1.3M +$106K +7,463 +9%
AG
155
Aperio Group
California
$1.28M -$39.5K -2,777 -3%
JLBC
156
J.L. Bainbridge & Co
Florida
$1.28M
FIA
157
Foundations Investment Advisors
Arizona
$1.25M -$824K -57,956 -40%
NAM
158
Nissay Asset Management
Japan
$1.25M +$241K +16,934 +23%
CIBC Private Wealth Group
159
CIBC Private Wealth Group
Georgia
$1.24M +$381K +26,776 +43%
PHS
160
Pekin Hardy Strauss
Illinois
$1.22M -$101K -7,110 -8%
SWM
161
Sculati Wealth Management
Michigan
$1.21M +$73.6K +5,171 +6%
Bessemer Group
162
Bessemer Group
New Jersey
$1.2M
LFA
163
Lighthouse Financial Advisors
Maryland
$1.19M +$163K +11,455 +16%
State Street
164
State Street
Massachusetts
$1.19M
BI
165
Bramshill Investments
Florida
$1.19M +$13.3K +938 +1%
TC
166
Truvestments Capital
Florida
$1.14M +$103K +7,249 +10%
WS
167
Wedbush Securities
California
$1.14M +$155K +10,925 +15%
SFPG
168
Stonebridge Financial Planning Group
Florida
$1.13M -$11.4K -801 -1%
PAG
169
Private Advisor Group
New Jersey
$1.13M -$7.07K -497 -0.6%
WA
170
Wambolt & Associates
Colorado
$1.13M -$96.1K -6,756 -8%
TFCM
171
Taylor Frigon Capital Management
Arizona
$1.13M +$18.4K +1,293 +2%
DSC
172
Duncker Streett & Co
Missouri
$1.13M -$2.99K -210 -0.3%
OC
173
Oppenheimer & Co
New York
$1.07M -$36.8K -2,589 -3%
UCFA
174
United Capital Financial Advisors
Texas
$1.07M -$811K -57,043 -43%
TYCC
175
Texas Yale Capital Corp
Florida
$1.04M

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.