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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
SFA
126
Sequoia Financial Advisors
Ohio
$1.82M +$284K +19,949 +18%
RCM
127
Radcliffe Capital Management
Pennsylvania
$1.81M -$498K -35,000 -21%
MCP
128
Mirador Capital Partners
California
$1.77M +$21.1K +1,485 +1%
PA
129
Perennial Advisors
New York
$1.76M +$102K +7,139 +6%
BCV
130
Banque Cantonale Vaudoise
Switzerland
$1.69M
AWS
131
AJ Wealth Strategies
New York
$1.68M +$18.1K +1,273 +1%
IWM
132
IHT Wealth Management
Illinois
$1.65M -$14.7K -1,031 -0.9%
AIMCA
133
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.64M
ECA
134
Elevated Capital Advisors
Utah
$1.62M -$15.3K -1,075 -1%
Creative Planning
135
Creative Planning
Kansas
$1.6M +$138K +9,702 +9%
GC
136
Grace Capital
Massachusetts
$1.58M +$85.4K +6,000 +6%
ACM
137
Anfield Capital Management
California
$1.58M -$1.78M -125,081 -52%
JIC
138
Joel Isaacson & Co
New York
$1.58M +$9.25K +650 +0.6%
DC
139
Davenport & Co
Virginia
$1.57M -$56.6K -3,976 -3%
M&T Bank
140
M&T Bank
New York
$1.56M -$16K -1,123 -1%
BRWM
141
B. Riley Wealth Management
Tennessee
$1.55M +$481K +33,795 +44%
SIA
142
SeaBridge Investment Advisors
New Jersey
$1.54M -$4.69K -330 -0.3%
NP
143
NorthRock Partners
Minnesota
$1.53M -$11.9K -838 -0.8%
AUB
144
Atlantic Union Bankshares
Virginia
$1.53M -$5.69K -400 -0.4%
IC
145
IEQ Capital
California
$1.52M -$190K -13,340 -11%
JG
146
Jefferies Group
New York
$1.51M +$247K +17,357 +19%
Envestnet Asset Management
147
Envestnet Asset Management
Illinois
$1.5M -$238K -16,706 -13%
CBB
148
Citizens Business Bank
California
$1.41M -$498K -35,000 -26%
Canada Life
149
Canada Life
Manitoba, Canada
$1.4M +$352K +24,713 +33%
TPA
150
Trivium Point Advisory
Connecticut
$1.39M +$76.7K +5,395 +6%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.