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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
VEA
126
Virtus ETF Advisers
New York
$1.67M -$736K -43,654 -22%
CFB
127
Cullen/Frost Bankers
Texas
$1.66M +$238K +14,112 +10%
IAIM
128
International Assets Investment Management
Florida
$1.66M +$5.61M +332,490 New
PNC Financial Services Group
129
PNC Financial Services Group
Pennsylvania
$1.65M +$343K +20,324 +15%
UCFA
130
United Capital Financial Advisors
Texas
$1.64M -$221K -13,114 -8%
AWS
131
AJ Wealth Strategies
New York
$1.64M +$2.56M +151,719 New
Allianz Asset Management
132
Allianz Asset Management
Germany
$1.62M -$872K -51,726 -26%
Victory Capital Management
133
Victory Capital Management
Texas
$1.61M +$1.27M +75,456 +102%
WP
134
WealthPLAN Partners
Nebraska
$1.57M +$779K +46,207 +63%
FIA
135
Foundations Investment Advisors
Arizona
$1.55M +$41.8K +2,477 +2%
CANY
136
Caxton Associates (New York)
New York
$1.54M +$1.97M +116,571 +449%
SI
137
Stephens Inc
Arkansas
$1.48M -$141K -8,338 -6%
BP
138
BBR Partners
New York
$1.45M +$3.07K +182 +0.1%
CBB
139
Citizens Business Bank
California
$1.45M +$33.7K +2,000 +2%
Mackenzie Financial
140
Mackenzie Financial
Ontario, Canada
$1.42M -$3.89M -230,748 -64%
ACM
141
Anfield Capital Management
California
$1.41M -$1.76M -104,438 -44%
DC
142
Davenport & Co
Virginia
$1.4M -$10.3K -609 -0.5%
Parallax Volatility Advisers
143
Parallax Volatility Advisers
California
$1.31M +$2.05M +121,291 New
BCV
144
Banque Cantonale Vaudoise
Switzerland
$1.3M +$1.1M +65,000 +116%
Envestnet Asset Management
145
Envestnet Asset Management
Illinois
$1.3M -$188K -11,128 -8%
M&T Bank
146
M&T Bank
New York
$1.29M +$100K +5,933 +5%
CF
147
Centaurus Financial
California
$1.29M +$249K +14,785 +14%
CA
148
Cetera Advisors
Colorado
$1.28M +$17.2K +1,019 +0.9%
POIA
149
Pin Oak Investment Advisors
Texas
$1.27M +$1.99M +118,150 New
IC
150
IEQ Capital
California
$1.26M -$10.5K -621 -0.5%

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.