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Ares Capital

478 hedge funds and large institutions have $2.79B invested in Ares Capital in 2019 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 179 increasing their positions, 154 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 179 | Existing positions reduced: 154

6% more funds holding in top 10

Funds holding in top 10: 1718 (+1)

0% more capital invested

Capital invested by funds: $2.78B → $2.79B (+$9.27M)

1.31% less ownership

Funds ownership: 36.39%35.09% (-1.3%)

2% less funds holding

Funds holding: 488478 (-10)

17% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 54

84% less call options, than puts

Call options by funds: $19.8M | Put options by funds: $126M

Holders
478
Holders Change
-10
Holders Change %
-2.05%
% of All Funds
10.48%
Holding in Top 10
18
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.88%
% of All Funds
0.39%
New
45
Increased
179
Reduced
154
Closed
54
Calls
$19.8M
Puts
$126M
Net Calls
-$106M
Net Calls Change
-$84.5M
Name Holding Trade Value Shares
Change
Change in
Stake
PNC Financial Services Group
126
PNC Financial Services Group
Pennsylvania
$2.47M -$57K -3,075 -2%
CBB
127
Citizens Business Bank
California
$2.46M
PPA
128
Parametric Portfolio Associates
Washington
$2.41M -$10K -541 -0.4%
Thrivent Financial for Lutherans
129
Thrivent Financial for Lutherans
Minnesota
$2.39M -$8.69M -468,409 -78%
FIM
130
Fernwood Investment Management
Massachusetts
$2.37M +$318K +17,133 +16%
NP
131
NorthRock Partners
Minnesota
$2.35M +$2.34M +126,327 New
WWM
132
Willingdon Wealth Management
North Carolina
$2.35M +$86.3K +4,651 +4%
PI
133
Putnam Investments
Massachusetts
$2.31M +$44.5K +2,399 +2%
SIA
134
SeaBridge Investment Advisors
New Jersey
$2.31M -$29.4K -1,585 -1%
BCM
135
Beck Capital Management
Texas
$2.24M +$551K +29,692 +33%
MCP
136
Mirador Capital Partners
California
$2.24M +$49.8K +2,686 +2%
FIA
137
Foundations Investment Advisors
Arizona
$2.24M +$431K +23,238 +23%
WS
138
Wedbush Securities
California
$2.24M -$280K -15,084 -11%
CC
139
Cornerstone Capital
California
$2.23M
DC
140
Davenport & Co
Virginia
$2.22M -$22.3K -1,200 -1%
AIMCA
141
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$2.18M
M&T Bank
142
M&T Bank
New York
$2.15M -$199K -10,741 -9%
CA
143
Cetera Advisors
Colorado
$2.14M -$118K -6,366 -5%
State Street
144
State Street
Massachusetts
$2.1M +$30K +1,619 +1%
SPC
145
Sigma Planning Corp
Michigan
$2.1M +$130K +7,009 +7%
AUB
146
Atlantic Union Bankshares
Virginia
$2.1M -$14.5K -784 -0.7%
AA
147
Ancora Advisors
Ohio
$2.1M -$115K -6,218 -5%
CFB
148
Cullen/Frost Bankers
Texas
$2.1M +$481K +25,956 +30%
PA
149
Perennial Advisors
New York
$2.09M +$144K +7,776 +7%
Citigroup
150
Citigroup
New York
$2.07M -$13.6M -732,456 -87%

ARCC Hedge Fund Activity: Q3 2019 in Review

478 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2019, worth a combined $2.79B — up 0.33% from $2.78B a quarter earlier.

Sellers outnumbered buyers: 54 funds closed out of ARCC and 45 opened new positions — a net loss of 9 holders — while 154 trimmed existing stakes and 179 added.

The largest buyer was Lord, Abbett & Co, adding an estimated $30.3M. The largest seller was Two Sigma Investments, cutting an estimated $22.9M.

  • 478 institutional investors held Ares Capital (ARCC) as of Q3 2019, down from 488 in Q2 2019.
  • Funds reported $2.79B of Ares Capital stock for Q3 2019, up 0.33% quarter-over-quarter.
  • 45 funds opened new Ares Capital positions in Q3 2019 and 54 closed out, a net change of -9 holders.
  • The largest Ares Capital buyer in Q3 2019 was Lord, Abbett & Co, an estimated $30.3M added.
  • The largest Ares Capital seller in Q3 2019 was Two Sigma Investments, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2019.