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Ares Capital

526 hedge funds and large institutions have $2.23B invested in Ares Capital in 2020 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 174 increasing their positions, 153 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 98 | Existing positions closed: 52

21% more capital invested

Capital invested by funds: $1.84B → $2.23B (+$388M)

14% more repeat investments, than reductions

Existing positions increased: 174 | Existing positions reduced: 153

11% more call options, than puts

Call options by funds: $43.8M | Put options by funds: $39.6M

8% more funds holding

Funds holding: 488526 (+38)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

0.07% less ownership

Funds ownership: 31.39%31.32% (-0.07%)

Holders
526
Holders Change
+38
Holders Change %
+7.79%
% of All Funds
9.31%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.19%
New
98
Increased
174
Reduced
153
Closed
52
Calls
$43.8M
Puts
$39.6M
Net Calls
+$4.21M
Net Calls Change
+$2.44M
Name Holding Trade Value Shares
Change
Change in
Stake
NFC
101
Northeast Financial Consultants
Connecticut
$2.78M -$249K -16,050 -9%
NAM
102
Nissay Asset Management
Japan
$2.77M +$1.15M +74,304 +83%
OC
103
Oppenheimer & Co
New York
$2.75M +$1.33M +86,033 +112%
IAIM
104
International Assets Investment Management
Florida
$2.63M -$71.2K -4,595 -2%
NWM
105
Nicola Wealth Management
British Columbia, Canada
$2.6M +$64.9K +4,190 +3%
MCP
106
Mirador Capital Partners
California
$2.53M +$358K +23,081 +18%
CA
107
Cetera Advisors
Colorado
$2.47M +$139K +8,956 +7%
SFA
108
Sequoia Financial Advisors
Ohio
$2.45M +$223K +14,394 +11%
BP
109
BBR Partners
New York
$2.43M
CWP
110
Curated Wealth Partners
California
$2.43M +$2.23M +143,653 New
AR
111
Advisory Research
Illinois
$2.41M -$581K -37,483 -21%
TG
112
TCW Group
California
$2.39M -$238K -15,350 -10%
PNC Financial Services Group
113
PNC Financial Services Group
Pennsylvania
$2.38M +$40.4K +2,604 +2%
CSA
114
Cottage Street Advisors
Massachusetts
$2.35M -$622K -40,103 -22%
DW
115
Domani Wealth
Pennsylvania
$2.24M -$414K -26,700 -17%
WP
116
WealthPLAN Partners
Nebraska
$2.23M -$303K -19,522 -13%
CBB
117
Citizens Business Bank
California
$2.23M +$481K +31,000 +31%
Citigroup
118
Citigroup
New York
$2.13M -$5.05M -325,537 -72%
PA
119
Perennial Advisors
New York
$2.12M -$14.8K -956 -0.8%
SAM
120
Scion Asset Management
California
$2.11M +$1.94M +125,000 New
DC
121
Davenport & Co
Virginia
$2.09M +$170K +10,937 +10%
BCV
122
Banque Cantonale Vaudoise
Switzerland
$2.04M
MWNA
123
Marshall Wace North America
New York
$2.04M +$1.69M +108,969 +935%
CWM
124
Centric Wealth Management
Illinois
$2.03M +$1.86M +120,000 New
AIMCA
125
Alberta Investment Management Corp (AIMCo)
Alberta, Canada
$1.98M

ARCC Hedge Fund Activity: Q4 2020 in Review

526 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2020, worth a combined $2.23B — up 21% from $1.84B a quarter earlier.

Buyers outnumbered sellers: 98 funds opened new ARCC positions and 52 closed out — a net gain of 46 holders — while 174 added to existing stakes and 153 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $21.1M. The largest seller was Lord, Abbett & Co, cutting an estimated $35.1M.

  • 526 institutional investors held Ares Capital (ARCC) as of Q4 2020, up from 488 in Q3 2020.
  • Funds reported $2.23B of Ares Capital stock for Q4 2020, up 21% quarter-over-quarter.
  • 98 funds opened new Ares Capital positions in Q4 2020 and 52 closed out, a net change of +46 holders.
  • The largest Ares Capital buyer in Q4 2020 was HighTower Advisors, an estimated $21.1M added.
  • The largest Ares Capital seller in Q4 2020 was Lord, Abbett & Co, an estimated $35.1M sold.

Based on aggregated 13F filings for Q4 2020.