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Ares Capital
ARCC

373 hedge funds and large institutions have $2.84B invested in Ares Capital in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 138 increasing their positions, 112 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 23

54.94% more ownership

Funds ownership: 0% → 54.94% (+55%)

28% more funds holding in top 10

Funds holding in top 10: 18 → 23 (+5)

23% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 112

12% more capital invested

Capital invested by funds: $2.54B → $2.84B (+$306M)

8% more funds holding

Funds holding: 344 → 373 (+29)

74% less call options, than puts

Call options by funds: $6.66M | Put options by funds: $26.1M

Holders
373
Holders Change
+29
Holders Change %
+8.43%
% of All Funds
9.32%
Holding in Top 10
23
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+27.78%
% of All Funds
0.57%
New
60
Increased
138
Reduced
112
Closed
23
Calls
$6.66M
Puts
$26.1M
Net Calls
-$19.4M
Net Calls Change
-$11.3M

Top Buyers

1
MC
Muzinich & Co
New York
+$70.9M
2
TCM
Tegean Capital Management
New York
+$20.5M
3
Nomura Holdings
Nomura Holdings
Japan
+$14.9M
4
VNIM
Vaughan Nelson Investment Management
Texas
+$14.7M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$11.6M

Top Sellers

1
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
-$23.6M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$21.6M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$14M
4
IG
ING Group
Netherlands
-$13.6M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$13.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
GIM
76
Greenwich Investment Management
Connecticut
$8.06M +$80K +5,085 +1%
BWFA
77
Baltimore-Washington Financial Advisors
Maryland
$8.06M +$153K +9,697 +2%
Wellington Management Group
78
Wellington Management Group
Massachusetts
$7.82M -$2.21M -140,521 -23%
JP Morgan Chase
79
JP Morgan Chase
New York
$7.79M +$3M +190,726 +68%
BPIM
80
Brant Point Investment Management
New York
$7.35M +$2.02M +128,500 +41%
Thrivent Financial for Lutherans
81
Thrivent Financial for Lutherans
Minnesota
$7M – – –
Boston Partners
82
Boston Partners
Massachusetts
$6.68M -$326K -20,716 -5%
WA
83
Wasatch Advisors
Utah
$6.57M +$292K +18,547 +5%
ZIM
84
Zacks Investment Management
Illinois
$6.37M -$1.06M -67,550 -15%
Neuberger Berman Group
85
Neuberger Berman Group
New York
$6.23M -$225K -14,294 -4%
PGH
86
Partners Group Holding
Switzerland
$6.11M +$126K +8,000 +2%
QIM
87
Quantitative Investment Management
Virginia
$5.88M +$5.62M +356,800 New
WWM
88
Willingdon Wealth Management
North Carolina
$5.83M +$1.87M +118,649 +51%
MHI
89
Miller Howard Investments
New York
$5.66M – – –
Susquehanna International Group
90
Susquehanna International Group
Pennsylvania
$5.47M -$6.11M -388,464 -54%
PPA
91
Parametric Portfolio Associates
Washington
$5.26M -$535K -34,020 -10%
JG
92
Jefferies Group
New York
$5.26M +$4.99M +317,117 +16,913%
AR
93
Advisory Research
Illinois
$5.17M +$2.68M +170,051 +118%
DLCIG
94
D.L. Carlson Investment Group
New Hampshire
$5.1M +$26.4K +1,675 +0.5%
SMDAM
95
Sumitomo Mitsui DS Asset Management
Japan
$4.84M +$2.59M +164,655 +128%
SCI
96
Stableford Capital II
Arizona
$4.69M +$4.48M +284,687 New
FA
97
Financial Advantage
Maryland
$4.57M +$76.4K +4,855 +2%
Commonwealth Equity Services
98
Commonwealth Equity Services
Massachusetts
$4.47M +$199K +12,652 +5%
MDCM
99
Morgan Dempsey Capital Management
Wisconsin
$4.44M +$744K +47,261 +21%
TC
100
Telemus Capital
Michigan
$4.38M +$135K +8,566 +3%
2 3
4
5 6

ARCC Hedge Fund Activity: Q4 2016 in Review

373 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2016, worth a combined $2.84B — up 12% from $2.54B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new ARCC positions and 23 closed out — a net gain of 37 holders — while 138 added to existing stakes and 112 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $70.9M. The largest seller was Toronto Dominion Bank, cutting an estimated $23.6M.

  • 373 institutional investors held Ares Capital (ARCC) as of Q4 2016, up from 344 in Q3 2016.
  • Funds reported $2.84B of Ares Capital stock for Q4 2016, up 12% quarter-over-quarter.
  • 60 funds opened new Ares Capital positions in Q4 2016 and 23 closed out, a net change of +37 holders.
  • The largest Ares Capital buyer in Q4 2016 was Muzinich & Co, an estimated $70.9M added.
  • The largest Ares Capital seller in Q4 2016 was Toronto Dominion Bank, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2016.