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Ares Capital

526 hedge funds and large institutions have $2.23B invested in Ares Capital in 2020 Q4 according to their latest regulatory filings, with 98 funds opening new positions, 174 increasing their positions, 153 reducing their positions, and 52 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more first-time investments, than exits

New positions opened: 98 | Existing positions closed: 52

21% more capital invested

Capital invested by funds: $1.84B → $2.23B (+$388M)

14% more repeat investments, than reductions

Existing positions increased: 174 | Existing positions reduced: 153

11% more call options, than puts

Call options by funds: $43.8M | Put options by funds: $39.6M

8% more funds holding

Funds holding: 488526 (+38)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

0.07% less ownership

Funds ownership: 31.39%31.32% (-0.07%)

Holders
526
Holders Change
+38
Holders Change %
+7.79%
% of All Funds
9.31%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.19%
New
98
Increased
174
Reduced
153
Closed
52
Calls
$43.8M
Puts
$39.6M
Net Calls
+$4.21M
Net Calls Change
+$2.44M
Name Holding Trade Value Shares
Change
Change in
Stake
CIP
51
Chartwell Investment Partners
Pennsylvania
$10.1M -$352K -22,682 -4%
Susquehanna International Group
52
Susquehanna International Group
Pennsylvania
$9.6M -$1.04M -67,149 -11%
State of Tennessee, Department of Treasury
53
State of Tennessee, Department of Treasury
Tennessee
$9.39M +$8.62M +556,100 New
SBH
54
Segall Bryant & Hamill
Illinois
$8.89M -$385K -24,826 -5%
ClearBridge Investments
55
ClearBridge Investments
New York
$8.87M -$1.86K -120 -0%
EE
56
EWG Elevate
California
$8.33M +$1.63M +105,471 +27%
William Blair & Company
57
William Blair & Company
Illinois
$8.26M +$4.48M +289,249 +145%
Aberdeen Group
58
Aberdeen Group
United Kingdom
$7.65M +$211K +13,615 +3%
PCM
59
Palisade Capital Management
New Jersey
$7.64M +$798K +51,500 +13%
PAIM
60
Punch & Associates Investment Management
Minnesota
$7.36M +$833K +53,752 +14%
RJA
61
Raymond James & Associates
Florida
$7.04M +$947K +61,089 +17%
ECM
62
Evergreen Capital Management
Washington
$6.69M +$257K +16,575 +4%
Commonwealth Equity Services
63
Commonwealth Equity Services
Massachusetts
$6.65M -$56.8K -3,665 -0.9%
Cambridge Investment Research Advisors
64
Cambridge Investment Research Advisors
Iowa
$6.23M +$190K +12,247 +3%
Baird Financial Group
65
Baird Financial Group
Wisconsin
$5.91M +$197K +12,734 +4%
JMPWA
66
JP Morgan Private Wealth Advisors
California
$5.64M -$184K -11,872 -3%
RVPG
67
Relative Value Partners Group
$5.63M +$560K +36,121 +12%
RJFSA
68
Raymond James Financial Services Advisors
Florida
$5.61M -$388K -25,046 -7%
Truist Financial
69
Truist Financial
North Carolina
$5.59M +$140K +9,005 +3%
AAM
70
Advisors Asset Management
Colorado
$5.55M -$338K -21,810 -6%
FWIA
71
Fort Washington Investment Advisors
Ohio
$5.49M +$124K +8,000 +3%
SWA
72
SFMG Wealth Advisors
Texas
$5.12M +$602K +38,850 +15%
SIG
73
Sargent Investment Group
Maryland
$4.96M -$1.62M -104,342 -26%
AA
74
Ancora Advisors
Ohio
$4.96M -$124K -7,995 -3%
GL
75
Graypoint LLC
New York
$4.77M +$18.9K +1,220 +0.4%

ARCC Hedge Fund Activity: Q4 2020 in Review

526 of the 5,651 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2020, worth a combined $2.23B — up 21% from $1.84B a quarter earlier.

Buyers outnumbered sellers: 98 funds opened new ARCC positions and 52 closed out — a net gain of 46 holders — while 174 added to existing stakes and 153 trimmed.

The largest buyer was HighTower Advisors, adding an estimated $21.1M. The largest seller was Lord, Abbett & Co, cutting an estimated $35.1M.

  • 526 institutional investors held Ares Capital (ARCC) as of Q4 2020, up from 488 in Q3 2020.
  • Funds reported $2.23B of Ares Capital stock for Q4 2020, up 21% quarter-over-quarter.
  • 98 funds opened new Ares Capital positions in Q4 2020 and 52 closed out, a net change of +46 holders.
  • The largest Ares Capital buyer in Q4 2020 was HighTower Advisors, an estimated $21.1M added.
  • The largest Ares Capital seller in Q4 2020 was Lord, Abbett & Co, an estimated $35.1M sold.

Based on aggregated 13F filings for Q4 2020.