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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
NIMC
51
NWQ Investment Management Company
California
$8.24M
CAI
52
Capital Advisors Inc
Oklahoma
$7.75M +$334K +23,483 +4%
SBH
53
Segall Bryant & Hamill
Illinois
$7.7M +$96.6K +6,791 +1%
ClearBridge Investments
54
ClearBridge Investments
New York
$7.33M
Neuberger Berman Group
55
Neuberger Berman Group
New York
$7.1M -$458K -32,171 -6%
GIM
56
Greenwich Investment Management
Connecticut
$6.43M -$130K -9,130 -2%
Citigroup
57
Citigroup
New York
$6.3M +$4.82M +338,794 +301%
Aberdeen Group
58
Aberdeen Group
United Kingdom
$6.13M +$3.54M +248,864 +131%
PCM
59
Palisade Capital Management
New Jersey
$5.6M +$519K +36,500 +10%
SIG
60
Sargent Investment Group
Maryland
$5.55M -$505K -35,520 -8%
Commonwealth Equity Services
61
Commonwealth Equity Services
Massachusetts
$5.54M +$182K +12,781 +3%
Invesco
62
Invesco
Georgia
$5.49M -$67.2K -4,723 -1%
EE
63
EWG Elevate
California
$5.41M +$1.14M +79,991 +26%
Loomis, Sayles & Company
64
Loomis, Sayles & Company
Massachusetts
$5.35M -$1.03M -72,341 -16%
PAIM
65
Punch & Associates Investment Management
Minnesota
$5.33M +$1.17M +82,137 +27%
ECM
66
Evergreen Capital Management
Washington
$5.29M -$16.3K -1,148 -0.3%
RA
67
Resource America
New York
$5.04M
RJFSA
68
Raymond James Financial Services Advisors
Florida
$4.99M -$247K -17,333 -5%
Cambridge Investment Research Advisors
69
Cambridge Investment Research Advisors
Iowa
$4.98M +$35.4K +2,491 +0.7%
RJA
70
Raymond James & Associates
Florida
$4.96M +$119K +8,385 +2%
AAM
71
Advisors Asset Management
Colorado
$4.89M -$374K -26,278 -7%
Balyasny Asset Management
72
Balyasny Asset Management
Illinois
$4.88M +$4.98M +349,922 New
JMPWA
73
JP Morgan Private Wealth Advisors
California
$4.82M -$369K -25,965 -7%
Baird Financial Group
74
Baird Financial Group
Wisconsin
$4.7M +$168K +11,837 +4%
Truist Financial
75
Truist Financial
North Carolina
$4.49M -$564K -39,637 -11%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.