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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
EIA
51
Edgemoor Investment Advisors
Maryland
$7.62M -$224K -13,292 -2%
GC
52
Gilbert & Cook
Iowa
$7.54M +$683K +40,491 +6%
EE
53
EWG Elevate
California
$7.39M +$2.82M +167,060 +32%
SRC
54
Shufro Rose & Co
New York
$7.04M -$385K -22,820 -3%
CCM
55
Callodine Capital Management
Massachusetts
$7.01M +$11M +650,000 New
CIP
56
Chartwell Investment Partners
Pennsylvania
$6.77M -$5.48M -325,105 -34%
AM
57
Ares Management
California
$6.65M +$4.25M +251,690 +69%
Barclays
58
Barclays
United Kingdom
$6.63M +$10.3M +607,957 +9,244%
MCM
59
McKinley Capital Management
Alaska
$6.24M -$58.9K -3,492 -0.6%
AGC
60
Alden Global Capital
Florida
$6.21M +$9.72M +576,200 New
SBH
61
Segall Bryant & Hamill
Illinois
$6.2M -$223K -13,224 -2%
BWFA
62
Baltimore-Washington Financial Advisors
Maryland
$6.06M -$1.34M -79,608 -12%
Rockefeller Capital Management
63
Rockefeller Capital Management
New York
$6.01M +$426K +25,272 +5%
Goldman Sachs
64
Goldman Sachs
New York
$5.83M -$2.7M -160,231 -23%
ClearBridge Investments
65
ClearBridge Investments
New York
$5.82M -$12.5M -743,570 -58%
Neuberger Berman Group
66
Neuberger Berman Group
New York
$5.5M +$1.2M +71,157 +16%
Skandinaviska Enskilda Banken (SEB)
67
Skandinaviska Enskilda Banken (SEB)
Sweden
$5.18M -$17.5M -1,038,233 -68%
GIM
68
Greenwich Investment Management
Connecticut
$5.13M +$913K +54,128 +13%
Citigroup
69
Citigroup
New York
$5.06M +$5.82M +344,795 +276%
Loomis, Sayles & Company
70
Loomis, Sayles & Company
Massachusetts
$4.98M -$243K -14,412 -3%
SIG
71
Sargent Investment Group
Maryland
$4.68M +$521K +30,891 +8%
PC
72
Polar Capital
United Kingdom
$4.66M -$1.97M -116,499 -21%
MDCM
73
Morgan Dempsey Capital Management
Wisconsin
$4.47M +$106K +6,298 +2%
ECM
74
Evergreen Capital Management
Washington
$4.44M +$6.95M +412,216 New
AAM
75
Advisors Asset Management
Colorado
$4.34M -$166K -9,855 -2%

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.