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Ares Capital

537 hedge funds and large institutions have $2.54B invested in Ares Capital in 2021 Q1 according to their latest regulatory filings, with 65 funds opening new positions, 190 increasing their positions, 162 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $47.2M | Put options by funds: $25.1M

35% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 48

17% more repeat investments, than reductions

Existing positions increased: 190 | Existing positions reduced: 162

14% more capital invested

Capital invested by funds: $2.23B → $2.54B (+$306M)

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

2% more funds holding

Funds holding: 526537 (+11)

0.26% less ownership

Funds ownership: 31.32%31.07% (-0.26%)

Holders
537
Holders Change
+11
Holders Change %
+2.09%
% of All Funds
9.43%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.21%
New
65
Increased
190
Reduced
162
Closed
48
Calls
$47.2M
Puts
$25.1M
Net Calls
+$22.1M
Net Calls Change
+$17.9M
Name Holding Trade Value Shares
Change
Change in
Stake
LPL Financial
26
LPL Financial
California
$25M +$3.07M +170,858 +15%
AM
27
Ares Management
California
$24.5M +$6.63M +368,610 +39%
LCP
28
LGT Capital Partners
Switzerland
$24.2M -$8.72M -485,000 -27%
ACM
29
Advisors Capital Management
New Jersey
$22.3M +$272K +15,130 +1%
Arrowstreet Capital
30
Arrowstreet Capital
Massachusetts
$21.8M -$20.7M -1,150,817 -50%
Allianz Asset Management
31
Allianz Asset Management
Germany
$21.2M +$20.4M +1,132,967 New
C
32
Cliffwater
California
$20.9M -$1.05M -58,501 -5%
PGH
33
Partners Group Holding
Switzerland
$20.9M +$213K +11,856 +1%
Nomura Asset Management
34
Nomura Asset Management
Japan
$20.4M -$1.7M -94,308 -8%
MGAM
35
McGowan Group Asset Management
Texas
$19.8M -$34.5K -1,920 -0.2%
NSCM
36
New South Capital Management
Tennessee
$19.3M -$273K -15,192 -1%
Invesco
37
Invesco
Georgia
$18.7M +$2.3M +127,657 +15%
GC
38
Gilbert & Cook
Iowa
$18.3M +$3.09M +171,968 +21%
SI
39
Stephens Inc
Arkansas
$17.1M -$11.2M -621,042 -40%
California Public Employees Retirement System
40
California Public Employees Retirement System
California
$16.8M -$2.21M -122,800 -12%
NWM
41
Nicola Wealth Management
British Columbia, Canada
$16.7M +$13.3M +738,644 +479%
N
42
Nuveen
North Carolina
$16.2M +$3.84M +213,811 +33%
CAI
43
Capital Advisors Inc
Oklahoma
$15.5M +$740K +41,139 +5%
Osaic Holdings
44
Osaic Holdings
Arizona
$15M +$504K +28,045 +4%
DFG
45
Delphi Financial Group
Delaware
$14.4M
EIA
46
Edgemoor Investment Advisors
Maryland
$13.3M +$304K +16,913 +2%
Envestnet Asset Management
47
Envestnet Asset Management
Illinois
$13.1M +$9.29M +516,560 +279%
TG
48
TCW Group
California
$12.8M +$9.78M +543,856 +384%
Rockefeller Capital Management
49
Rockefeller Capital Management
New York
$12.7M -$791K -44,017 -6%
Neuberger Berman Group
50
Neuberger Berman Group
New York
$12.4M -$426K -23,695 -3%

ARCC Hedge Fund Activity: Q1 2021 in Review

537 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2021, worth a combined $2.54B — up 14% from $2.23B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new ARCC positions and 48 closed out — a net gain of 17 holders — while 190 added to existing stakes and 162 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $66.1M. The largest seller was Arrowstreet Capital, cutting an estimated $20.7M.

  • 537 institutional investors held Ares Capital (ARCC) as of Q1 2021, up from 526 in Q4 2020.
  • Funds reported $2.54B of Ares Capital stock for Q1 2021, up 14% quarter-over-quarter.
  • 65 funds opened new Ares Capital positions in Q1 2021 and 48 closed out, a net change of +17 holders.
  • The largest Ares Capital buyer in Q1 2021 was Baillie Gifford & Co, an estimated $66.1M added.
  • The largest Ares Capital seller in Q1 2021 was Arrowstreet Capital, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2021.