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Ares Capital

537 hedge funds and large institutions have $2.54B invested in Ares Capital in 2021 Q1 according to their latest regulatory filings, with 65 funds opening new positions, 190 increasing their positions, 162 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $47.2M | Put options by funds: $25.1M

35% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 48

17% more repeat investments, than reductions

Existing positions increased: 190 | Existing positions reduced: 162

14% more capital invested

Capital invested by funds: $2.23B → $2.54B (+$306M)

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

2% more funds holding

Funds holding: 526537 (+11)

0.26% less ownership

Funds ownership: 31.32%31.07% (-0.26%)

Holders
537
Holders Change
+11
Holders Change %
+2.09%
% of All Funds
9.43%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.21%
New
65
Increased
190
Reduced
162
Closed
48
Calls
$47.2M
Puts
$25.1M
Net Calls
+$22.1M
Net Calls Change
+$17.9M
Name Holding Trade Value Shares
Change
Change in
Stake
FPS
451
Fieldpoint Private Securities
Connecticut
$50K +$5.75K +320 +14%
SWM
452
Selective Wealth Management
Virginia
$49K
HWA
453
HHM Wealth Advisors
Tennessee
$48K
LS
454
Leelyn Smith
Illinois
$44K +$7.19K +400 +21%
CCM
455
Covington Capital Management
California
$40K -$15.5K -864 -29%
LWA
456
Lenox Wealth Advisors
New York
$38K
ECM
457
Estabrook Capital Management
New York
$36.1K +$378 +21 +1%
CBT
458
CoreFirst Bank & Trust
Kansas
$35K
HWMA
459
Heritage Wealth Management (Arizona)
Arizona
$35K +$33.7K +1,875 New
Northwestern Mutual Wealth Management
460
Northwestern Mutual Wealth Management
Wisconsin
$33K +$26.6K +1,478 +498%
BAM
461
Barrett Asset Management
New York
$32K
MHR
462
Matthew Hamilton Rosenberg
$32K
NICM
463
Neo Ivy Capital Management
New York
$31K +$29.9K +1,662 New
MA
464
Montag & Associates
Georgia
$28K
NFG
465
Next Financial Group
Texas
$28K +$3.77K +210 +16%
CBT
466
Central Bank & Trust
Kentucky
$27K
HNB
467
Huntington National Bank
Ohio
$27K +$25.7K +1,430 New
BFEC
468
Benjamin F. Edwards & Company
Missouri
$25K +$7.68K +427 +47%
SIM
469
Sonora Investment Management
Arizona
$24K -$5.25K -292 -18%
CAC
470
Certified Advisory Corp
Florida
$24K +$22.7K +1,265 New
DOA
471
D'Orazio & Associates
Virginia
$24K +$23K +1,277 New
OSAM
472
O'Shaughnessy Asset Management
Connecticut
$24K +$23.3K +1,294 New
TRCT
473
Tower Research Capital (TRC)
New York
$23K -$105K -5,849 -83%
LC
474
Lindbrook Capital
California
$23K
MAM
475
McCarthy Asset Management
California
$23K

ARCC Hedge Fund Activity: Q1 2021 in Review

537 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2021, worth a combined $2.54B — up 14% from $2.23B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new ARCC positions and 48 closed out — a net gain of 17 holders — while 190 added to existing stakes and 162 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $66.1M. The largest seller was Arrowstreet Capital, cutting an estimated $20.7M.

  • 537 institutional investors held Ares Capital (ARCC) as of Q1 2021, up from 526 in Q4 2020.
  • Funds reported $2.54B of Ares Capital stock for Q1 2021, up 14% quarter-over-quarter.
  • 65 funds opened new Ares Capital positions in Q1 2021 and 48 closed out, a net change of +17 holders.
  • The largest Ares Capital buyer in Q1 2021 was Baillie Gifford & Co, an estimated $66.1M added.
  • The largest Ares Capital seller in Q1 2021 was Arrowstreet Capital, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2021.