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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
LC
426
Lindbrook Capital
California
$38K +$14.1K +834 +31%
LS
427
Leelyn Smith
Illinois
$38K +$54.2K +3,215 +989%
WTC
428
WhitTier Trust Company
Nevada
$36K -$33.7K -2,000 -37%
Lazard Asset Management
429
Lazard Asset Management
New York
$34K +$41K +2,431 +320%
CCM
430
Covington Capital Management
California
$32K
PGAM
431
Princeton Global Asset Management
New Jersey
$31K +$33.7K +2,000 +230%
AWM
432
Avondale Wealth Management
Texas
$30K
HWA
433
HHM Wealth Advisors
Tennessee
$28K +$43.5K +2,576 New
BFEC
434
Benjamin F. Edwards & Company
Missouri
$27K -$77.7K -4,609 -65%
LWM
435
Lenox Wealth Management
Ohio
$26K
WB
436
Webster Bank
Connecticut
$26K
MF
437
Manchester Financial
California
$26K +$20.3K +1,205 +100%
Northwestern Mutual Wealth Management
438
Northwestern Mutual Wealth Management
Wisconsin
$26K +$36.7K +2,177 +792%
FDCDDQ
439
Federation des caisses Desjardins du Quebec
Quebec, Canada
$25.9K +$9.11K +540 +29%
FHA
440
Flagship Harbor Advisors
Massachusetts
$22K -$6.46K -383 -16%
LWA
441
Lenox Wealth Advisors
New York
$22K
BWL
442
Bogart Wealth LLC
Virginia
$20K
WCG
443
Weaver Consulting Group
California
$20K
ECM
444
Estabrook Capital Management
New York
$19.7K +$894 +53 +3%
VCP
445
Verus Capital Partners
Arizona
$19K -$23.6K -1,400 -45%
MHR
446
Matthew Hamilton Rosenberg
$19K +$29.1K +1,727 New
BWA
447
BDO Wealth Advisors
Florida
$19K +$30.5K +1,806 New
SIM
448
Sonora Investment Management
Arizona
$17K
Fifth Third Bancorp
449
Fifth Third Bancorp
Ohio
$15K -$30.4K -1,800 -57%
GI
450
Gradient Investments
Minnesota
$15K

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.