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Ares Capital

478 hedge funds and large institutions have $2.79B invested in Ares Capital in 2019 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 179 increasing their positions, 154 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 179 | Existing positions reduced: 154

6% more funds holding in top 10

Funds holding in top 10: 1718 (+1)

0% more capital invested

Capital invested by funds: $2.78B → $2.79B (+$9.27M)

1.31% less ownership

Funds ownership: 36.39%35.09% (-1.3%)

2% less funds holding

Funds holding: 488478 (-10)

17% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 54

84% less call options, than puts

Call options by funds: $19.8M | Put options by funds: $126M

Holders
478
Holders Change
-10
Holders Change %
-2.05%
% of All Funds
10.48%
Holding in Top 10
18
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.88%
% of All Funds
0.39%
New
45
Increased
179
Reduced
154
Closed
54
Calls
$19.8M
Puts
$126M
Net Calls
-$106M
Net Calls Change
-$84.5M
Name Holding Trade Value Shares
Change
Change in
Stake
S
426
SignatureFD
Georgia
$31K +$19K +1,023 +164%
SIM
427
Sonora Investment Management
Arizona
$30K
GI
428
Gradient Investments
Minnesota
$25K
GRP
429
Global Retirement Partners
California
$24K -$297 -16 -1%
BAM
430
Barrett Asset Management
New York
$24K
FANJ
431
Financial Architects (New Jersey)
New Jersey
$22K +$3.71K +200 +21%
FCMT
432
Founders Capital Management (Texas)
Texas
$21K
JCM
433
Jacobi Capital Management
Pennsylvania
$20K
PB
434
Pinnacle Bancorp
Nebraska
$20K
Northwestern Mutual Wealth Management
435
Northwestern Mutual Wealth Management
Wisconsin
$17K -$20.3K -1,097 -54%
AIM
436
Arcadia Investment Management
Michigan
$17K -$18.3K -989 -52%
PGAM
437
Princeton Global Asset Management
New Jersey
$17K
VFA
438
Valeo Financial Advisors
Indiana
$17K
PFGIA
439
Patriot Financial Group Insurance Agency
Massachusetts
$17K +$3.71K +200 +29%
HCM
440
Highlander Capital Management
New Jersey
$16K
EWM
441
Endurance Wealth Management
Rhode Island
$14K
ME
442
McIlrath & Eck
Washington
$14K +$2.06K +111 +18%
GEA
443
Glen Eagle Advisors
New Jersey
$13K
PFSC
444
Peoples Financial Services Corp
Pennsylvania
$13K
PCTC
445
Perkins Coie Trust Company
Washington
$13K
AP
446
Atwood & Palmer
Missouri
$12K
KTC
447
Kistler-Tiffany Companies
Pennsylvania
$11K
TAIM
448
TD Ameritrade Investment Management
Nebraska
$11K +$593 +32 +6%
Fifth Third Bancorp
449
Fifth Third Bancorp
Ohio
$10K -$19.8K -1,065 -67%
AWM
450
Avior Wealth Management
Nebraska
$10K

ARCC Hedge Fund Activity: Q3 2019 in Review

478 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2019, worth a combined $2.79B — up 0.33% from $2.78B a quarter earlier.

Sellers outnumbered buyers: 54 funds closed out of ARCC and 45 opened new positions — a net loss of 9 holders — while 154 trimmed existing stakes and 179 added.

The largest buyer was Lord, Abbett & Co, adding an estimated $30.3M. The largest seller was Two Sigma Investments, cutting an estimated $22.9M.

  • 478 institutional investors held Ares Capital (ARCC) as of Q3 2019, down from 488 in Q2 2019.
  • Funds reported $2.79B of Ares Capital stock for Q3 2019, up 0.33% quarter-over-quarter.
  • 45 funds opened new Ares Capital positions in Q3 2019 and 54 closed out, a net change of -9 holders.
  • The largest Ares Capital buyer in Q3 2019 was Lord, Abbett & Co, an estimated $30.3M added.
  • The largest Ares Capital seller in Q3 2019 was Two Sigma Investments, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2019.