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Ares Capital

478 hedge funds and large institutions have $2.79B invested in Ares Capital in 2019 Q3 according to their latest regulatory filings, with 45 funds opening new positions, 179 increasing their positions, 154 reducing their positions, and 54 closing their positions.

New
Increased
Maintained
Reduced
Closed

16% more repeat investments, than reductions

Existing positions increased: 179 | Existing positions reduced: 154

6% more funds holding in top 10

Funds holding in top 10: 1718 (+1)

0% more capital invested

Capital invested by funds: $2.78B → $2.79B (+$9.27M)

1.31% less ownership

Funds ownership: 36.39%35.09% (-1.3%)

2% less funds holding

Funds holding: 488478 (-10)

17% less first-time investments, than exits

New positions opened: 45 | Existing positions closed: 54

84% less call options, than puts

Call options by funds: $19.8M | Put options by funds: $126M

Holders
478
Holders Change
-10
Holders Change %
-2.05%
% of All Funds
10.48%
Holding in Top 10
18
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+5.88%
% of All Funds
0.39%
New
45
Increased
179
Reduced
154
Closed
54
Calls
$19.8M
Puts
$126M
Net Calls
-$106M
Net Calls Change
-$84.5M
Name Holding Trade Value Shares
Change
Change in
Stake
SFWC
376
Strategic Family Wealth Counselors
New Jersey
$186K
Carson Wealth (CWM LLC)
377
Carson Wealth (CWM LLC)
Nebraska
$174K
PA
378
Parallel Advisors
California
$171K -$33.7K -1,817 -17%
TCOV
379
Trust Company of Vermont
Vermont
$171K +$171K +9,201 New
WOC
380
West Oak Capital
California
$169K +$32.5K +1,750 +24%
Walleye Trading
381
Walleye Trading
New York
$165K -$1.6M -86,102 -91%
MRCM
382
M&R Capital Management
New Jersey
$159K -$10.4K -560 -6%
SF
383
Synovus Financial
Georgia
$157K +$7.81K +421 +5%
ADL
384
Asset Dedication LLC
California
$149K
APA
385
American Portfolios Advisors
New York
$146K -$8.79K -474 -6%
PCM
386
Prelude Capital Management
New York
$145K -$727K -39,200 -83%
BFEC
387
Benjamin F. Edwards & Company
Missouri
$132K +$167 +9 +0.1%
TRCT
388
Tower Research Capital (TRC)
New York
$125K +$124K +6,691 New
SIC
389
Salem Investment Counselors
North Carolina
$122K +$13.9K +750 +13%
HPC
390
HM Payson & Co
Maine
$119K
BNP Paribas Financial Markets
391
BNP Paribas Financial Markets
France
$119K -$122K -6,562 -51%
OAM
392
Oppenheimer Asset Management
New York
$114K -$9.57K -516 -8%
Marshall Wace
393
Marshall Wace
United Kingdom
$113K -$540K -29,120 -83%
1IA
394
1834 Investment Advisors
Wisconsin
$112K
BWP
395
Baldwin Wealth Partners
Massachusetts
$112K
NFG
396
Next Financial Group
Texas
$109K +$7.25K +391 +7%
BWM
397
BerganKDV Wealth Management
Minnesota
$107K
CFA
398
Carroll Financial Associates
North Carolina
$105K
FMT
399
First Mercantile Trust
Tennessee
$96K -$19.8K -1,070 -17%
CSS
400
Cubist Systematic Strategies
Connecticut
$95K -$314K -16,940 -77%

ARCC Hedge Fund Activity: Q3 2019 in Review

478 of the 4,560 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2019, worth a combined $2.79B — up 0.33% from $2.78B a quarter earlier.

Sellers outnumbered buyers: 54 funds closed out of ARCC and 45 opened new positions — a net loss of 9 holders — while 154 trimmed existing stakes and 179 added.

The largest buyer was Lord, Abbett & Co, adding an estimated $30.3M. The largest seller was Two Sigma Investments, cutting an estimated $22.9M.

  • 478 institutional investors held Ares Capital (ARCC) as of Q3 2019, down from 488 in Q2 2019.
  • Funds reported $2.79B of Ares Capital stock for Q3 2019, up 0.33% quarter-over-quarter.
  • 45 funds opened new Ares Capital positions in Q3 2019 and 54 closed out, a net change of -9 holders.
  • The largest Ares Capital buyer in Q3 2019 was Lord, Abbett & Co, an estimated $30.3M added.
  • The largest Ares Capital seller in Q3 2019 was Two Sigma Investments, an estimated $22.9M sold.

Based on aggregated 13F filings for Q3 2019.