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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
TI
351
Trexquant Investment
Connecticut
$186K -$32K -2,253 -14%
PM
352
Penbrook Management
New York
$185K +$32.7K +2,300 +22%
IF
353
Intrua Financial
Texas
$183K +$7.63K +536 +5%
FWM
354
Frontier Wealth Management
Missouri
$181K +$43 +3 +0%
HCM
355
Hudson Capital Management
New Jersey
$174K
Carson Wealth (CWM LLC)
356
Carson Wealth (CWM LLC)
Nebraska
$174K
CC
357
Centiva Capital
New York
$169K -$287K -20,198 -62%
FFA
358
First Foundation Advisors
California
$164K
PFO
359
Pathstone Family Office
New Jersey
$163K +$165K +11,625 New
MWNA
360
Marshall Wace North America
New York
$163K +$166K +11,658 New
BFG
361
Baron Financial Group
New Jersey
$162K +$166K +11,646 New
FA
362
FCG Advisors
New Jersey
$162K +$4.22K +297 +3%
P
363
&Partners
Tennessee
$160K -$2.85K -200 -2%
RCAG
364
Rehmann Capital Advisory Group
Michigan
$159K +$1.29K +91 +0.8%
CA
365
Cornerstone Advisory
Maryland
$157K -$168K -11,822 -51%
JWCA
366
J.W. Cole Advisors
Florida
$156K +$159K +11,159 New
PWS
367
Private Wealth Strategies
Ohio
$155K +$7.23K +508 +5%
MC
368
Moors & Cabot
Massachusetts
$154K -$45.9K -3,228 -23%
KM
369
Kalos Management
Georgia
$153K -$14.8K -1,039 -9%
V
370
Veritable
Delaware
$153K +$156K +10,984 New
SCA
371
Snowden Capital Advisors
New York
$152K +$2.13K +150 +1%
OPS
372
Orion Portfolio Solutions
Nebraska
$150K -$26.6K -1,867 -15%
Kovitz Investment Group Partners
373
Kovitz Investment Group Partners
Illinois
$150K
BCM
374
Bayesian Capital Management
New York
$149K +$152K +10,700 New
CDH
375
Charles D. Hyman
$148K

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.