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Ares Capital

510 hedge funds and large institutions have $1.52B invested in Ares Capital in 2020 Q1 according to their latest regulatory filings, with 73 funds opening new positions, 177 increasing their positions, 177 reducing their positions, and 75 closing their positions.

New
Increased
Maintained
Reduced
Closed

0% more repeat investments, than reductions

Existing positions increased: 177 | Existing positions reduced: 177

3% less first-time investments, than exits

New positions opened: 73 | Existing positions closed: 75

1% less funds holding

Funds holding: 517510 (-7)

2.17% less ownership

Funds ownership: 34.85%32.68% (-2.2%)

39% less funds holding in top 10

Funds holding in top 10: 1811 (-7)

45% less capital invested

Capital invested by funds: $2.77B → $1.52B (-$1.26B)

56% less call options, than puts

Call options by funds: $16.5M | Put options by funds: $37.9M

Holders
510
Holders Change
-7
Holders Change %
-1.35%
% of All Funds
11.24%
Holding in Top 10
11
Holding in Top 10 Change
-7
Holding in Top 10 Change %
-38.89%
% of All Funds
0.24%
New
73
Increased
177
Reduced
177
Closed
75
Calls
$16.5M
Puts
$37.9M
Net Calls
-$21.4M
Net Calls Change
+$105M
Name Holding Trade Value Shares
Change
Change in
Stake
PIA
326
Pinion Investment Advisors
Kansas
$210K +$45.7K +2,710 +16%
HSA
327
HBK Sorce Advisory
Pennsylvania
$208K
SWM
328
Segment Wealth Management
Texas
$208K
VFA
329
Voya Financial Advisors
Connecticut
$203K +$12.2K +726 +4%
EAM
330
Evanson Asset Management
California
$197K
CPA
331
Cowen Prime Advisors
New York
$197K +$130K +7,700 +73%
WWM
332
Western Wealth Management
Colorado
$193K -$16.6K -982 -5%
CWP
333
Capital Wealth Planning
Florida
$193K +$302K +17,881 New
LWM
334
Laidlaw Wealth Management
New York
$187K +$11.8K +700 +4%
AIP
335
Ahrens Investment Partners
Louisiana
$185K -$764K -45,300 -73%
FNBOMD
336
First National Bank of Mount Dora
Florida
$183K +$287K +16,989 New
HB
337
Homrich & Berg
Georgia
$182K +$285K +16,888 New
LA
338
LVW Advisors
New York
$179K -$22.1K -1,310 -7%
HWA
339
Heritage Wealth Advisors
Virginia
$179K -$37.5K -2,225 -12%
DWM
340
Doyle Wealth Management
Florida
$178K -$8.43K -500 -3%
BHBT
341
Burke & Herbert Bank & Trust
Virginia
$176K -$62.4K -3,700 -19%
CIBC Asset Management
342
CIBC Asset Management
Ontario, Canada
$176K
Geode Capital Management
343
Geode Capital Management
Massachusetts
$176K +$278K +16,464 New
ANI
344
American National Insurance
Texas
$175K
ANRIA
345
American National Registered Investment Advisor
Texas
$175K
Carson Wealth (CWM LLC)
346
Carson Wealth (CWM LLC)
Nebraska
$174K
GSWM
347
Golden State Wealth Management
California
$174K +$272K +16,119 New
WAAG
348
Wealth Alliance Advisory Group
Kansas
$173K +$50.6K +3,000 +23%
CA
349
Cornerstone Advisory
Maryland
$169K +$83.1K +4,929 +46%
SWM
350
Selective Wealth Management
Virginia
$168K -$70.9K -4,203 -21%

ARCC Hedge Fund Activity: Q1 2020 in Review

510 of the 4,538 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2020, worth a combined $1.52B — down 45% from $2.77B a quarter earlier.

Sellers outnumbered buyers: 75 funds closed out of ARCC and 73 opened new positions — a net loss of 2 holders — while 177 trimmed existing stakes and 177 added.

The largest buyer was Sumitomo Mitsui Trust Group, opening a new position worth an estimated $38.3M. The largest seller was Thornburg Investment Management, cutting an estimated $71.5M.

  • 510 institutional investors held Ares Capital (ARCC) as of Q1 2020, down from 517 in Q4 2019.
  • Funds reported $1.52B of Ares Capital stock for Q1 2020, down 45% quarter-over-quarter.
  • 73 funds opened new Ares Capital positions in Q1 2020 and 75 closed out, a net change of -2 holders.
  • The largest Ares Capital buyer in Q1 2020 was Sumitomo Mitsui Trust Group, an estimated $38.3M added.
  • The largest Ares Capital seller in Q1 2020 was Thornburg Investment Management, an estimated $71.5M sold.

Based on aggregated 13F filings for Q1 2020.