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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
BAM
301
Belpointe Asset Management
Nevada
$297K -$1.68K -118 -0.6%
HSA
302
HBK Sorce Advisory
Pennsylvania
$297K +$25.3K +1,776 +9%
BAM
303
Bruderman Asset Management
New York
$296K -$6.51K -458 -2%
CB
304
Commerce Bank
Missouri
$296K +$136K +9,550 +82%
BA
305
Bard Associates
Illinois
$294K -$6.05K -425 -2%
QCIG
306
Quad-Cities Investment Group
Iowa
$290K +$45.9K +3,226 +18%
AWA
307
Arete Wealth Advisors
Illinois
$283K +$281K +19,733 New
FLPIM
308
F.L. Putnam Investment Management
Massachusetts
$282K -$14.6K -1,024 -5%
LWM
309
Laidlaw Wealth Management
New York
$281K +$37.5K +2,639 +15%
PCC
310
Park Circle Company
Maryland
$279K
CCM
311
Condor Capital Management
New Jersey
$279K +$285K +20,022 New
RCA
312
Rowland Carmichael Advisors
Arizona
$276K +$282K +19,800 New
NA
313
NewEdge Advisors
Louisiana
$272K +$119K +8,384 +76%
SWM
314
Segment Wealth Management
Texas
$269K
EAM
315
Evanson Asset Management
California
$264K +$6.93K +487 +3%
Mariner
316
Mariner
Kansas
$262K -$65.7K -4,622 -20%
WWM
317
Western Wealth Management
Colorado
$257K -$32.3K -2,272 -11%
TF
318
Trek Financial
Arizona
$253K -$1.22K -86 -0.5%
PIA
319
Pinion Investment Advisors
Kansas
$251K
RCM
320
Rivernorth Capital Management
Florida
$249K +$253K +17,815 New
RhumbLine Advisers
321
RhumbLine Advisers
Massachusetts
$244K -$2.75K -193 -1%
OIA
322
Optimum Investment Advisors
Illinois
$243K -$12.5K -880 -5%
VFA
323
Voya Financial Advisors
Connecticut
$239K -$11.4K -800 -4%
MA
324
Mutual Advisors
Nebraska
$238K +$60.2K +4,233 +33%
WKWM
325
Walter & Keenan Wealth Management
Indiana
$237K -$218K -15,300 -90%

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.