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Ares Capital

488 hedge funds and large institutions have $1.84B invested in Ares Capital in 2020 Q3 according to their latest regulatory filings, with 47 funds opening new positions, 178 increasing their positions, 169 reducing their positions, and 44 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more first-time investments, than exits

New positions opened: 47 | Existing positions closed: 44

5% more repeat investments, than reductions

Existing positions increased: 178 | Existing positions reduced: 169

5% more call options, than puts

Call options by funds: $37M | Put options by funds: $35.2M

0% more funds holding

Funds holding: 488488 (0)

0% more funds holding in top 10

Funds holding in top 10: 1111 (0)

1.45% less ownership

Funds ownership: 32.84%31.39% (-1.5%)

8% less capital invested

Capital invested by funds: $1.99B → $1.84B (-$151M)

Holders
488
Holders Change
Holders Change %
0%
% of All Funds
9.85%
Holding in Top 10
11
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
0.22%
New
47
Increased
178
Reduced
169
Closed
44
Calls
$37M
Puts
$35.2M
Net Calls
+$1.76M
Net Calls Change
+$20K
Name Holding Trade Value Shares
Change
Change in
Stake
RFC
276
Regions Financial Corp
Alabama
$372K +$203K +14,300 +116%
CAN
277
Claraphi Advisory Network
United States
$367K +$8.96K +630 +2%
MWM
278
Merriman Wealth Management
Washington
$365K +$9.87K +694 +3%
MIAN
279
Mariner Independent Advisor Network
Kansas
$363K -$18.5K -1,300 -5%
DI
280
DFPG Investments
Utah
$362K -$20.8K -1,464 -5%
MWC
281
MBM Wealth Consultants
Missouri
$361K +$18.2K +1,280 +5%
Comerica Bank
282
Comerica Bank
Texas
$358K -$23.9K -1,678 -6%
Walleye Capital
283
Walleye Capital
New York
$356K +$363K +25,515 New
TIM
284
Thornburg Investment Management
New Mexico
$351K -$71K -4,988 -17%
RA
285
RFG Advisory
Alabama
$351K -$41.2K -2,897 -10%
EWA
286
Exencial Wealth Advisors
Oklahoma
$340K -$4.58K -322 -1%
PIA
287
Perennial Investment Advisors
California
$338K -$14.7K -1,033 -4%
WP
288
WealthSource Partners
California
$338K -$498 -35 -0.1%
Marshall Wace
289
Marshall Wace
United Kingdom
$334K +$340K +23,931 New
HWA
290
Heritage Wealth Advisors
Virginia
$331K +$66.4K +4,670 +25%
APW
291
Aurora Private Wealth
New Jersey
$327K +$49.3K +3,464 +17%
Goldman Sachs
292
Goldman Sachs
New York
$323K -$528K -37,149 -62%
CAG
293
Csenge Advisory Group
Florida
$318K +$82K +5,766 +34%
AFP
294
Ausdal Financial Partners
Iowa
$314K +$8.54K +600 +3%
LTI
295
Laffer Tengler Investments
Tennessee
$313K -$199K -14,016 -38%
SAS
296
Stelac Advisory Services
New York
$309K -$11.3K -795 -3%
OIA
297
OneDigital Investment Advisors
Kansas
$309K -$6.4K -450 -2%
SFS
298
Sowell Financial Services
Arkansas
$304K -$159K -11,154 -34%
PFPT
299
Pinnacle Financial Partners (Tennessee)
Tennessee
$304K
PPW
300
Parcion Private Wealth
Washington
$301K

ARCC Hedge Fund Activity: Q3 2020 in Review

488 of the 4,956 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q3 2020, worth a combined $1.84B — down 7.6% from $1.99B a quarter earlier.

Buyers outnumbered sellers: 47 funds opened new ARCC positions and 44 closed out — a net gain of 3 holders — while 178 added to existing stakes and 169 trimmed.

The largest buyer was Royal Bank of Canada, adding an estimated $23.9M. The largest seller was Vaughan Nelson Investment Management, exiting entirely with an estimated $35.1M sold.

  • 488 institutional investors held Ares Capital (ARCC) as of Q3 2020, unchanged from Q2 2020.
  • Funds reported $1.84B of Ares Capital stock for Q3 2020, down 7.6% quarter-over-quarter.
  • 47 funds opened new Ares Capital positions in Q3 2020 and 44 closed out, a net change of +3 holders.
  • The largest Ares Capital buyer in Q3 2020 was Royal Bank of Canada, an estimated $23.9M added.
  • The largest Ares Capital seller in Q3 2020 was Vaughan Nelson Investment Management, an estimated $35.1M sold.

Based on aggregated 13F filings for Q3 2020.