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Ares Capital
ARCC

373 hedge funds and large institutions have $2.84B invested in Ares Capital in 2016 Q4 according to their latest regulatory filings, with 60 funds opening new positions, 138 increasing their positions, 112 reducing their positions, and 23 closing their positions.

New
Increased
Maintained
Reduced
Closed

161% more first-time investments, than exits

New positions opened: 60 | Existing positions closed: 23

54.94% more ownership

Funds ownership: 0% → 54.94% (+55%)

28% more funds holding in top 10

Funds holding in top 10: 18 → 23 (+5)

23% more repeat investments, than reductions

Existing positions increased: 138 | Existing positions reduced: 112

12% more capital invested

Capital invested by funds: $2.54B → $2.84B (+$306M)

8% more funds holding

Funds holding: 344 → 373 (+29)

74% less call options, than puts

Call options by funds: $6.66M | Put options by funds: $26.1M

Holders
373
Holders Change
+29
Holders Change %
+8.43%
% of All Funds
9.32%
Holding in Top 10
23
Holding in Top 10 Change
+5
Holding in Top 10 Change %
+27.78%
% of All Funds
0.57%
New
60
Increased
138
Reduced
112
Closed
23
Calls
$6.66M
Puts
$26.1M
Net Calls
-$19.4M
Net Calls Change
-$11.3M

Top Buyers

1
MC
Muzinich & Co
New York
+$70.9M
2
TCM
Tegean Capital Management
New York
+$20.5M
3
Nomura Holdings
Nomura Holdings
Japan
+$14.9M
4
VNIM
Vaughan Nelson Investment Management
Texas
+$14.7M
5
1832 Asset Management
1832 Asset Management
Ontario, Canada
+$11.6M

Top Sellers

1
Toronto Dominion Bank
Toronto Dominion Bank
Ontario, Canada
-$23.6M
2
State of New Jersey Common Pension Fund D
State of New Jersey Common Pension Fund D
New Jersey
-$21.6M
3
Bank of Montreal
Bank of Montreal
Ontario, Canada
-$14M
4
IG
ING Group
Netherlands
-$13.6M
5
Canada Pension Plan Investment Board
Canada Pension Plan Investment Board
Ontario, Canada
-$13.4M
Name Holding Trade Value Shares
Change 		Change in
Stake
FCI
276
Financial Counselors Inc
Kansas
$264K +$252K +16,000 New
DVM
277
Dreman Value Management
Florida
$258K – – –
LF
278
Lee Financial
Texas
$242K +$231K +14,705 New
WSFS
279
Wilmington Savings Fund Society
Delaware
$237K -$24.5K -1,554 -10%
FA
280
FDx Advisors
Illinois
$237K +$226K +14,361 New
GH
281
GAM Holding
Switzerland
$236K +$21.6K +1,375 +11%
NCM
282
Noesis Capital Mangement
Florida
$236K +$225K +14,322 New
ACP
283
Aveo Capital Partners
Colorado
$219K +$209K +13,278 New
APP
284
Avantax Planning Partners
Iowa
$218K +$208K +13,212 New
HIMCH
285
Hartford Investment Management Co (HIMCO)
Connecticut
$218K +$208K +13,240 New
1GA
286
1st Global Advisors
Texas
$216K -$93.5K -5,940 -31%
SWM
287
Segment Wealth Management
Texas
$214K – – –
Lido Advisors
288
Lido Advisors
California
$209K – – –
FWM
289
Frontier Wealth Management
Missouri
$203K +$194K +12,340 New
HI
290
Horizon Investments
North Carolina
$200K +$1.56K +99 +0.8%
TCM
291
Trent Capital Management
North Carolina
$200K +$190K +12,100 New
FFS
292
Founders Financial Securities
Maryland
$196K +$1.78K +113 +1%
WTC
293
WhitTier Trust Company
Nevada
$194K -$227K -14,400 -55%
KCM
294
Kempner Capital Management
Texas
$193K – – –
Simplex Trading
295
Simplex Trading
Illinois
$191K +$183K +11,616 New
BBA
296
BLB&B Advisors
Pennsylvania
$190K -$504 -32 -0.3%
AOWM
297
Alpha Omega Wealth Management
Virginia
$190K +$4.64K +295 +3%
MRCM
298
M&R Capital Management
New Jersey
$188K +$7.87K +500 +5%
SFS
299
Sowell Financial Services
Arkansas
$182K +$162K +10,269 New
CIBC Asset Management
300
CIBC Asset Management
Ontario, Canada
$179K – – –
10 11
12
13 14

ARCC Hedge Fund Activity: Q4 2016 in Review

373 of the 4,000 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q4 2016, worth a combined $2.84B — up 12% from $2.54B a quarter earlier.

Buyers outnumbered sellers: 60 funds opened new ARCC positions and 23 closed out — a net gain of 37 holders — while 138 added to existing stakes and 112 trimmed.

The largest buyer was Muzinich & Co, adding an estimated $70.9M. The largest seller was Toronto Dominion Bank, cutting an estimated $23.6M.

  • 373 institutional investors held Ares Capital (ARCC) as of Q4 2016, up from 344 in Q3 2016.
  • Funds reported $2.84B of Ares Capital stock for Q4 2016, up 12% quarter-over-quarter.
  • 60 funds opened new Ares Capital positions in Q4 2016 and 23 closed out, a net change of +37 holders.
  • The largest Ares Capital buyer in Q4 2016 was Muzinich & Co, an estimated $70.9M added.
  • The largest Ares Capital seller in Q4 2016 was Toronto Dominion Bank, an estimated $23.6M sold.

Based on aggregated 13F filings for Q4 2016.