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Ares Capital

537 hedge funds and large institutions have $2.54B invested in Ares Capital in 2021 Q1 according to their latest regulatory filings, with 65 funds opening new positions, 190 increasing their positions, 162 reducing their positions, and 48 closing their positions.

New
Increased
Maintained
Reduced
Closed

88% more call options, than puts

Call options by funds: $47.2M | Put options by funds: $25.1M

35% more first-time investments, than exits

New positions opened: 65 | Existing positions closed: 48

17% more repeat investments, than reductions

Existing positions increased: 190 | Existing positions reduced: 162

14% more capital invested

Capital invested by funds: $2.23B → $2.54B (+$306M)

9% more funds holding in top 10

Funds holding in top 10: 1112 (+1)

2% more funds holding

Funds holding: 526537 (+11)

0.26% less ownership

Funds ownership: 31.32%31.07% (-0.26%)

Holders
537
Holders Change
+11
Holders Change %
+2.09%
% of All Funds
9.43%
Holding in Top 10
12
Holding in Top 10 Change
+1
Holding in Top 10 Change %
+9.09%
% of All Funds
0.21%
New
65
Increased
190
Reduced
162
Closed
48
Calls
$47.2M
Puts
$25.1M
Net Calls
+$22.1M
Net Calls Change
+$17.9M
Name Holding Trade Value Shares
Change
Change in
Stake
IFG
226
Independent Financial Group
California
$842K +$306K +17,040 +61%
SW
227
SVB Wealth
Massachusetts
$829K +$439K +24,419 +123%
SCM
228
Shelton Capital Management
Colorado
$828K -$73.7K -4,100 -8%
CFGS
229
Concourse Financial Group Securities
Alabama
$820K +$46.5K +2,588 +6%
SBIA
230
Sheaff Brock Investment Advisors
Indiana
$807K -$139K -7,721 -15%
AWM
231
AE Wealth Management
Kansas
$806K -$13.2K -735 -2%
EGA
232
Eagle Global Advisors
Texas
$803K -$118K -6,550 -13%
Bank of Montreal
233
Bank of Montreal
Ontario, Canada
$791K -$173K -9,603 -19%
BO
234
Bank OZK
Arkansas
$789K
Franklin Resources
235
Franklin Resources
California
$769K +$12.2K +678 +2%
BAIA
236
Bel Air Investment Advisors
California
$767K +$737K +41,000 New
SWM
237
SeaCrest Wealth Management
New York
$754K +$28.8K +1,600 +4%
CCC
238
Crescent Capital Consulting
Louisiana
$750K +$721K +40,086 New
PAWC
239
P.A.W. Capital
Connecticut
$748K
FAM
240
Formidable Asset Management
Ohio
$735K -$39.2K -2,183 -5%
SIAP
241
Sterling Investment Advisors (Pennsylvania)
Pennsylvania
$734K +$330K +18,345 +88%
CIA
242
Capital Investment Advisors
Georgia
$728K -$1.33K -74 -0.2%
KCPG
243
Kavar Capital Partners Group
Kansas
$718K -$71.9K -4,000 -9%
FIA
244
Foundations Investment Advisors
Arizona
$715K -$292K -16,234 -30%
SCI
245
Stableford Capital II
Arizona
$715K -$22.7K -1,260 -3%
WI
246
Wintrust Investments
Illinois
$697K +$669K +37,234 New
MCM
247
Monument Capital Management
Virginia
$687K -$31.6K -1,758 -5%
GAM
248
Griffin Asset Management
New York
$681K +$6.18K +344 +1%
IIA
249
IPG Investment Advisors
California
$675K -$517K -28,755 -44%
BC
250
Barnett & Company
Tennessee
$670K -$63.4K -3,525 -9%

ARCC Hedge Fund Activity: Q1 2021 in Review

537 of the 5,695 institutional investors tracked by Wall St. Rank reported a position in Ares Capital (ARCC) for Q1 2021, worth a combined $2.54B — up 14% from $2.23B a quarter earlier.

Buyers outnumbered sellers: 65 funds opened new ARCC positions and 48 closed out — a net gain of 17 holders — while 190 added to existing stakes and 162 trimmed.

The largest buyer was Baillie Gifford & Co, adding an estimated $66.1M. The largest seller was Arrowstreet Capital, cutting an estimated $20.7M.

  • 537 institutional investors held Ares Capital (ARCC) as of Q1 2021, up from 526 in Q4 2020.
  • Funds reported $2.54B of Ares Capital stock for Q1 2021, up 14% quarter-over-quarter.
  • 65 funds opened new Ares Capital positions in Q1 2021 and 48 closed out, a net change of +17 holders.
  • The largest Ares Capital buyer in Q1 2021 was Baillie Gifford & Co, an estimated $66.1M added.
  • The largest Ares Capital seller in Q1 2021 was Arrowstreet Capital, an estimated $20.7M sold.

Based on aggregated 13F filings for Q1 2021.