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Ares Capital
ARCC

Overview Fund Activity

338 hedge funds and large institutions have $2.42B invested in Ares Capital in 2014 Q3 according to their latest regulatory filings, with 35 funds opening new positions, 143 increasing their positions, 104 reducing their positions, and 36 closing their positions.

New
Increased
Maintained
Reduced
Closed
Holders
338
Holders Change
-2
Holders Change %
-0.59%
% of All Funds
9.81%
Holding in Top 10
14
Holding in Top 10 Change
-3
Holding in Top 10 Change %
-17.65%
% of All Funds
0.41%
New
35
Increased
143
Reduced
104
Closed
36
Calls
$7.15M
Puts
$8.52M
Net Calls
-$1.37M
Net Calls Change
-$4.25M

Top Buyers

1
TIM
1
Thornburg Investment Management
New Mexico
$164M
2
Morgan Stanley
2
Morgan Stanley
New York
$79.6M
3
U
3
UBS
Switzerland
$131M
4
Toronto Dominion Bank
4
Toronto Dominion Bank
Ontario, Canada
$18.2M
5
DFG
5
Delphi Financial Group
Delaware
$32.6M

Top Sellers

1
Lord, Abbett & Co
1
Lord, Abbett & Co
New Jersey
$34.1M
2
VNIM
2
Vaughan Nelson Investment Management
Texas
$25.1M
3
PAM
3
PartnerRe Asset Management
Connecticut
$4.81M
4
T. Rowe Price Associates
4
T. Rowe Price Associates
Maryland
$86.3M
5
CS
5
Credit Suisse
Switzerland
$8.44M
Name Holding Trade Value Shares
Change 		Shares
Change %
CIBC World Market
226
CIBC World Market
Ontario, Canada
$540K – – –
SEC
227
Seven Eight Capital
New York
$535K +$288K +17,800 +116%
PAG
228
Private Advisor Group
New Jersey
$533K +$19.3K +1,193 +4%
IAS
229
IMA Advisory Services
Colorado
$507K – – –
BSW
230
Buckingham Strategic Wealth
Missouri
$492K – – –
MNBTD
231
Moody National Bank Trust Division
Texas
$490K – – –
CIBC Private Wealth Group
232
CIBC Private Wealth Group
Georgia
$488K +$24.2K +1,500 +5%
NFC
233
Northeast Financial Consultants
Connecticut
$487K +$487K +30,150 New
BIG
234
Blackthorn Investment Group
Kansas
$485K -$277K -17,128 -36%
AA
235
Ancora Advisors
Ohio
$485K – – –
SCA
236
STALEY CAPITAL ADVISERS
Pennsylvania
$485K – – –
CA
237
Commerzbank Aktiengesellschaft
Germany
$477K – – –
JAM
238
Jupiter Asset Management
United Kingdom
$461K -$293K -18,100 -39%
BA
239
Bridgewater Associates
Connecticut
$452K +$452K +28,000 New
FCI
240
Financial Counselors Inc
Kansas
$444K +$283K +17,500 +175%
CIA
241
Capital Investment Advisors
Georgia
$443K +$443K +27,427 New
PI
242
PineBridge Investments
New York
$436K – – –
Creative Planning
243
Creative Planning
Kansas
$424K +$32.9K +2,040 +8%
SGCA
244
Steel Grove Capital Advisors
Tennessee
$411K +$9.38K +581 +2%
B
245
Baird
Wisconsin
$407K +$4.87K +301 +1%
CCM
246
Covington Capital Management
California
$404K +$404K +25,001 New
NCCM
247
Nine Chapters Capital Management
New Jersey
$393K +$393K +24,300 New
LOAMS
248
Lombard Odier Asset Management (Switzerland)
Switzerland
$388K +$388K +23,900 New
SG Americas Securities
249
SG Americas Securities
New York
$366K -$254K -15,744 -41%
TH
250
Timber Hill
Connecticut
$352K +$352K +21,809 New
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10
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