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APPS

Name Holding Trade Value Shares
Change 		Change in
Stake
HAI
126
Hennessy Advisors Inc
California
$76K +$78.8K +10,593 New
ProShare Advisors
127
ProShare Advisors
Maryland
$76K +$79.1K +10,638 New
HS
128
HighVista Strategies
Massachusetts
$73K -$17.8K -2,400 -19%
EH
129
Equitable Holdings
New York
$71K +$74.4K +10,000 New
Bank of Montreal
130
Bank of Montreal
Ontario, Canada
$70K +$22.2K +2,981 +43%
Zurich Cantonal Bank
131
Zurich Cantonal Bank
Switzerland
$67K +$70.2K +9,435 New
SPIA
132
Steward Partners Investment Advisory
New York
$62K +$9.11K +1,225 +16%
Marshall Wace
133
Marshall Wace
United Kingdom
$56K +$58K +7,806 New
AIP
134
Ameritas Investment Partners
Nebraska
$49K – – –
AG
135
Advisor Group
Arizona
$45K +$34.1K +4,588 +276%
Canada Life
136
Canada Life
Manitoba, Canada
$36K +$37.4K +5,036 New
Carson Wealth (CWM LLC)
137
Carson Wealth (CWM LLC)
Nebraska
$33K – – –
NFG
138
Next Financial Group
Texas
$31K +$32K +4,300 New
LTFS
139
Ladenburg Thalmann Financial Services
Florida
$30K +$29K +3,900 +975%
IA
140
IFP Advisors
Florida
$30K +$29.7K +4,000 New
AIC
141
Ameritas Investment Company
Nebraska
$20K +$20.5K +2,753 New
SFS
142
Sowell Financial Services
Arkansas
$19K -$11.5K -1,541 -37%
DWA
143
Dorsey Wright & Associates
California
$17K – – –
AS
144
Altshuler Shaham
Israel
$15K -$3.32K -447 -18%
PNC Financial Services Group
145
PNC Financial Services Group
Pennsylvania
$14K – – –
TRCT
146
Tower Research Capital (TRC)
New York
$11K -$127K -17,085 -92%
NIT
147
NumerixS Investment Technologies
British Columbia, Canada
$9K +$8.92K +1,200 New
S
148
SignatureFD
Georgia
$2K +$2.08K +279 New
MAM
149
Meeder Asset Management
Ohio
$2K +$2.5K +336 New
MHP
150
Manatuck Hill Partners
Connecticut
– -$1.15M -179,100 Closed
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