|
1101
|
NWAM LLC
Mercer Island,
Washington
|
–
|
-$358K
|
-1,103
|
Closed
|
|
|
1102
|
Advisory Research
Chicago,
Illinois
|
–
|
-$356K
|
-1,098
|
Closed
|
|
|
1103
|
Group One Trading
Chicago,
Illinois
|
–
|
-$344K
|
-1,076
|
Closed
|
|
|
1104
|
Belmont Capital
Los Angeles,
California
|
–
|
-$324K
|
-1,000
|
Closed
|
|
|
1105
|
ASB Consultores
Aventura,
Florida
|
–
|
-$298K
|
-918
|
Closed
|
|
|
1106
|
KCM Investment Advisors
Greenbrae,
California
|
–
|
-$268K
|
-826
|
Closed
|
|
|
1107
|
Vise Technologies
New York
|
–
|
-$264K
|
-813
|
Closed
|
|
|
1108
|
Maripau Wealth Management
Fort Wayne,
Indiana
|
–
|
-$243K
|
-749
|
Closed
|
|
|
1109
|
Stratos Wealth Advisors
Beachwood,
Ohio
|
–
|
-$242K
|
-745
|
Closed
|
|
|
1110
|
Evergreen Capital Management
Bellevue,
Washington
|
–
|
-$240K
|
-739
|
Closed
|
|
|
1111
|
High Note Wealth
Deephaven,
Minnesota
|
–
|
-$233K
|
-718
|
Closed
|
|
|
1112
|
D'Orazio & Associates
Falls Church,
Virginia
|
–
|
-$231K
|
-714
|
Closed
|
|
|
1113
|
Keel Point
Huntsville,
Alabama
|
–
|
-$229K
|
-707
|
Closed
|
|
|
1114
|
Baker Tilly Wealth Management
Madison,
Wisconsin
|
–
|
-$228K
|
-703
|
Closed
|
|
|
1115
|
Henshaw Capital
Woburn,
Massachusetts
|
–
|
-$227K
|
-701
|
Closed
|
|
|
1116
|
NovaPoint Capital
Atlanta,
Georgia
|
–
|
-$222K
|
-685
|
Closed
|
|
|
1117
|
Carr Financial Group
Worcester,
Massachusetts
|
–
|
-$219K
|
-676
|
Closed
|
|
|
1118
|
Congress Wealth Management
Boston,
Massachusetts
|
–
|
-$217K
|
-670
|
Closed
|
|
|
1119
|
Woodard & Company Asset Management Group
Bermuda Run,
North Carolina
|
–
|
-$217K
|
-670
|
Closed
|
|
|
1120
|
TCI Wealth Advisors
Tucson,
Arizona
|
–
|
-$217K
|
-668
|
Closed
|
|
|
1121
|
Integrated Advisors Network
Dallas,
Texas
|
–
|
-$215K
|
-665
|
Closed
|
|
|
1122
|
F.L. Putnam Investment Management
Lynnfield,
Massachusetts
|
–
|
-$215K
|
-664
|
Closed
|
|
|
1123
|
Kolinsky Wealth Management
Ramsey,
New Jersey
|
–
|
-$213K
|
-658
|
Closed
|
|
|
1124
|
Gilbert & Cook
West Des Moines,
Iowa
|
–
|
-$209K
|
-645
|
Closed
|
|
|
1125
|
Pinnacle Wealth Management Advisory Group
Red Bank,
New Jersey
|
–
|
-$209K
|
-645
|
Closed
|
|
