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Name Holding Trade Value Shares
Change 		Change in
Stake
LSA
3151
Lion Street Advisors
Texas
$16K +$15.5K +160 New
CCMIC
3152
Cardinal Capital Management Inc (Canada)
Manitoba, Canada
$14K +$13.6K +140 New
TJHA
3153
Thomas J. Herzfeld Advisors
Florida
$12K – – –
DI
3154
Disciplined Investments
Oklahoma
$12K +$5.81K +60 +100%
EAM
3155
Eukles Asset Management
Ohio
$10K – – –
FCMT
3156
Founders Capital Management (Texas)
Texas
$10K – – –
MG
3157
MilWealth Group
Wisconsin
$9.75K – – –
NL
3158
NWAM LLC
Washington
$9.69K +$478K +4,940 +5%
RWG
3159
Regal Wealth Group
California
$8K -$61.9K -640 -89%
GC
3160
Globeflex Capital
California
$8K – – –
FWM
3161
Filbrandt Wealth Management
Wisconsin
$8K +$7.74K +80 New
CCT
3162
Capital City Trust
Florida
$4.39K +$286K +2,960 +7%
CFG
3163
CKW Financial Group
Hawaii
$4K -$96.8K -1,000 -96%
LGWM
3164
Litman Gregory Wealth Management
California
$4K – – –
TI
3165
tru Independence
Oregon
$3.15K – – –
ICA
3166
Infrastructure Capital Advisors
New York
$2K -$1.45M -14,940 -100%
AWMS
3167
Advocacy Wealth Management Services
Georgia
$2K – – –
OAM
3168
Optimal Asset Management
California
$1.56K +$770K +7,960 +99%
WA
3169
WBH Advisory
Maryland
$1.49K +$7.74K +80 +0.5%
LCC
3170
Lincoln Capital Corp
Rhode Island
$792 +$412K +4,260 +110%
SI
3171
Sprott Inc
Ontario, Canada
$234 – – –
UFM
3172
Ursa Fund Management
California
– -$863M -9,346,000 Closed
SM
3173
SG3 Management
Puerto Rico
– -$457M -4,950,000 Closed
VCM
3174
Voleon Capital Management
California
– -$244M -2,640,000 Closed
HMP
3175
HS Management Partners
New York
– -$142M -1,542,100 Closed
125 126
127
128 129